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Tectonic Therapeutic, Inc. — Director's Dealing 2018
Jun 26, 2018
33251_dirs_2018-06-25_fa56236d-4b69-4398-b177-eabe8e4ba7a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AVROBIO, Inc. (AVRO)
CIK: 0001681087
Period of Report: 2018-06-25
Reporting Person: Booth Bruce (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-25 | Common Stock | C | 806711 | — | Acquired | 806711 | Indirect |
| 2018-06-25 | Common Stock | C | 3044579 | — | Acquired | 3851290 | Indirect |
| 2018-06-25 | Common Stock | C | 905188 | — | Acquired | 4756478 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-25 | Series Seed Preferred Stock | $ | C | 3333333 | Disposed | Common Stock (806711) | Indirect | |
| 2018-06-25 | Series A Preferred Stock | $ | C | 12580199 | Disposed | Common Stock (3044579) | Indirect | |
| 2018-06-25 | Series B Preferred Stock | $ | C | 3740239 | Disposed | Common Stock (905188) | Indirect |
Footnotes
F1: Represents the total number of shares of Common Stock received by Atlas Venture Fund X, L.P. ("Atlas Venture Fund X"), upon the conversion of the Issuer's Series Seed Preferred Stock in connection with the closing of the Issuer's initial public offering.
F2: The shares are held directly by Atlas Venture Fund X. The general partner of Atlas Venture Fund X is Atlas Venture Associates X, L.P. ("AVA X LP"). Atlas Venture Associates X, LLC ("AVA X LLC") is the general partner of AVA X LP. Dr. Booth is a member of AVA X LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund X, except to the extent of his pecuniary interest therein, if any.
F3: Represents the total number of shares of Common Stock received by Atlas Venture Fund X upon the conversion of the Issuer's Series A Preferred Stock in connection with the closing of the Issuer's initial public offering.
F4: Represents the total number of shares of Common Stock received by Atlas Venture Fund X upon the conversion of the Issuer's Series B Preferred Stock in connection with the closing of the Issuer's initial public offering.
F5: All series of Convertible Preferred Stock automatically converted into the Issuer's Common Stock on a 4.132-for-1 basis on June 25, 2018 and had no expiration date.