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Tectonic Financial, Inc. Director's Dealing 2021

Aug 23, 2021

34652_dirs_2021-08-23_526154b9-c5d0-45d5-9722-b2edfe51ceb2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tectonic Financial, Inc. (TECTP)
CIK: 0001766526
Period of Report: 2021-08-19

Reporting Person: SHERMAN A HAAG (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-19 Common Stock S 12000 $10 Disposed 1739000 Indirect
2021-08-19 Common Stock S 10500 $10 Disposed 370000 Indirect
2021-08-19 Common Stock S 7500 $10 Disposed 12000 Indirect

Footnotes

F1: These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.

F2: These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.

F3: These shares are held by individual retirement account.