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Tectonic Financial, Inc. — Director's Dealing 2021
Aug 23, 2021
34652_dirs_2021-08-23_526154b9-c5d0-45d5-9722-b2edfe51ceb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tectonic Financial, Inc. (TECTP)
CIK: 0001766526
Period of Report: 2021-08-19
Reporting Person: SHERMAN A HAAG (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-19 | Common Stock | S | 12000 | $10 | Disposed | 1739000 | Indirect |
| 2021-08-19 | Common Stock | S | 10500 | $10 | Disposed | 370000 | Indirect |
| 2021-08-19 | Common Stock | S | 7500 | $10 | Disposed | 12000 | Indirect |
Footnotes
F1: These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
F2: These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
F3: These shares are held by individual retirement account.
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