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Tectonic Financial, Inc. Director's Dealing 2019

May 16, 2019

34652_dirs_2019-05-15_76039d52-2ebf-4b8e-b6da-853aad3fbdf1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tectonic Financial, Inc. (TECTP)
CIK: 0001766526
Period of Report: 2019-05-14

Reporting Person: Bomersbach Barb (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-14 Series B Preferred Stock P 2500 $10 Acquired 2500 Direct

Footnotes

F1: Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.