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Tectonic Financial, Inc. — Director's Dealing 2019
May 16, 2019
34652_dirs_2019-05-15_76039d52-2ebf-4b8e-b6da-853aad3fbdf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tectonic Financial, Inc. (TECTP)
CIK: 0001766526
Period of Report: 2019-05-14
Reporting Person: Bomersbach Barb (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-14 | Series B Preferred Stock | P | 2500 | $10 | Acquired | 2500 | Direct |
Footnotes
F1: Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.
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