TECOGEN INC. — Director's Dealing 2017

Mar 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TECOGEN INC. (TGEN)
CIK: 0001537435
Period of Report: 2016-09-12

Reporting Person: PANORA ROBERT A (COO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-12	Common Stock	J	12500	—	Disposed	150850	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$0.786	2026-05-12	Common Stock (12723.0)	12723	Direct
Stock Option (Right to Buy)	$2.6	2021-02-14	Common Stock (125000.0)	125000	Direct

Footnotes

F1: This was an involuntary and exempt transaction that was made pursuant to a divorce decree. It is now being voluntarily reported to correct the reporting person's ownership.

F2: The option becomes exercisable in four equal installments on February 15, 2012, 2013, 2014 and 2015.