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TECOGEN INC. — Director's Dealing 2017
May 26, 2017
33623_dirs_2017-05-25_cde6dc3f-010b-4cee-a7a2-61a6c8f05b6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TECOGEN INC. (TGEN)
CIK: 0001537435
Period of Report: 2017-05-23
Reporting Person: MAXWELL CHARLEST (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-23 | Common Stock | J | 117321 | — | Acquired | 224590 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-23 | Stock Option (Right to Buy) | $30.33 | J | 18400 | Acquired | 2017-05-24 | Common Stock (18400.0) | Direct |
Footnotes
F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company.
F2: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc.
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