TECOGEN INC. — Director's Dealing 2016

Sep 20, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TECOGEN INC. (TGEN)
CIK: 0001537435
Period of Report: 2016-09-02

Reporting Person: Davidson Keith (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9044	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$4.27	2026-09-02	Stock Option (Right to Buy) (100000.0)		Direct
Stock Option (Right to Buy)	$5.39	2024-09-08	Stock Option (Right to Buy) (25000.0)		Direct

Footnotes

F1: Mr. Davidson and his Wife are the Trustees and Trustors of the Davidson Family Trust and they are also the Beneficiaries of the trust.

F2: 25% of these options vest on each of the first 4 anniversaries of the grant date.