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TECOGEN INC. Director's Dealing 2013

Oct 1, 2013

33623_dirs_2013-10-01_5ede74d0-09c1-4745-83d8-accb3c29c8fa.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TECOGEN INC. (TGEN)
CIK: 0001537435
Period of Report: 2013-10-01

Reporting Person: BROWN BONNIE JEAN (CFO, Treasurer and Secretary)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $1.20 2015-02-13 Common Stock (25000) Direct
Stock Option (Right to Buy) $2.00 2019-03-11 Common Stock (50000) Direct
Stock Option (Right to Buy) $2.60 2020-02-18 Common Stock (25000) Direct

Footnotes

F1: The options became exercisable in four equal installments on February 13, 2009, 2010, 2011 and 2012.

F2: The options became exercisable in four equal installments on March 11, 2010, 2011, 2012 and 2013.

F3: The options became exercisable in four equal installments on February 18, 2011, 2012, 2013 and 2014.