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TECOGEN INC. — Director's Dealing 2013
Oct 1, 2013
33623_dirs_2013-10-01_5ede74d0-09c1-4745-83d8-accb3c29c8fa.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TECOGEN INC. (TGEN)
CIK: 0001537435
Period of Report: 2013-10-01
Reporting Person: BROWN BONNIE JEAN (CFO, Treasurer and Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.20 | 2015-02-13 | Common Stock (25000) | Direct | |
| Stock Option (Right to Buy) | $2.00 | 2019-03-11 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $2.60 | 2020-02-18 | Common Stock (25000) | Direct |
Footnotes
F1: The options became exercisable in four equal installments on February 13, 2009, 2010, 2011 and 2012.
F2: The options became exercisable in four equal installments on March 11, 2010, 2011, 2012 and 2013.
F3: The options became exercisable in four equal installments on February 18, 2011, 2012, 2013 and 2014.
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