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Tecnoglass Inc. — Director's Dealing 2016
Sep 9, 2016
31298_dirs_2016-09-09_e412e6fc-b932-49cb-99e6-efd4dbd3aa14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tecnoglass Inc. (TGLS)
CIK: 0001534675
Period of Report: 2016-09-08
Reporting Person: Energy Holding Corp (10% Owner)
Reporting Person: Velilla Becerra Alberto Jose (10% Owner)
Reporting Person: Fernandez Joaquin (Chief Financial Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-08 | Ordinary Shares | P | 315632 | — | Acquired | 22382773 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-08 | Warrant | $8.00 | S | 789082 | Disposed | 2016-12-20 | Ordinary Shares (789082) | Direct |
Footnotes
F1: The reporting person disposed of 789,082 warrants in exchange for 315,632 ordinary shares in an issuer exchange offer.
F2: Represents securities held by Energy Holding Corporation. As a director of Energy Holding Corporation, Mr. Becerra shares voting and dispositive power over securities held by Energy Holding Corporation with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein.