TECHPRECISION CORP — Regulatory Filings 2019

Sep 12, 2019

8-K 1 tv529268_8k.htm FORM 8-K

Field: Rule-Page

Field: /Rule-Page

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities and Exchange Act of 1934

Date of Report (Date of earliest event reported): September 10, 2019

TECHPRECISION CORPORATION

(Exact Name of Registrant as Specified in Charter)

Delaware	000-51378	51-0539828
(State or Other Jurisdiction of Incorporation or Organization)	(Commission File Number)	(IRS Employer Identification No.)

1 Bella Drive

Westminster, MA 01473

(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: (978) 874-0591

Securities registered or to be registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
N/A	N/A	N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Field: Rule-Page

Field: /Rule-Page

Field: Page; Sequence: 1

Field: /Page

Item 5.07 Submission of Matters to a Vote of Security Holders.

On September 10, 2019, TechPrecision Corporation (the “ Company ”) held its 2019 Annual Meeting of Stockholders (the “ Annual Meeting ”). A total of 29,254,594 shares of the Company’s common stock were entitled to vote as of July 26, 2019, the record date for the Annual Meeting, of which 22,576,672 were present in person or by proxy at the Annual Meeting. The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:

Proposal No. 1 : All of the nominees for director listed below were elected to serve for a one-year term expiring on the date of the Company’s 2020 Annual Meeting of Stockholders (and until their successors are duly elected and qualified) by the votes set forth in the table below:

Nominee	For	Withheld	Broker Non-Votes
Robert A. Crisafulli	10,203,032	613,619	11,760,021
Andrew A Levy	10,147,869	668,782	11,760,021
Richard S. McGowan	10,203,032	613,619	11,760,021
Walter M. Schenker	10,309,699	506,952	11,760,021

Proposal No. 2 : The selection of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending on March 31, 2020 was ratified by the Company’s stockholders by the votes set forth in the table below:

For	Against	Abstain
22,489,622	87,050	0

Proposal No. 3 : The compensation of the Company’s Named Executive Officers as disclosed in the Company’s Proxy Statement dated July 29, 2019 was approved by the Company’s stockholders on an advisory, non-binding basis by the votes set forth in the table below:

For	Against	Abstain	Broker Non-Votes
10,718,294	37,427	60,930	11,760,021

Field: Page; Sequence: 2

Field: /Page

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TECHPRECISION CORPORATION — By:	/s/ Thomas Sammons
Name:	Thomas Sammons
Title:	Chief Financial Officer

Field: Page; Sequence: 3; Options: Last

Field: /Page