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TD Power Systems Ltd Major Shareholding Notification 2020

May 12, 2020

61297_rns_2020-05-12_0356ac04-ecfc-4b26-ac68-a5f02d70d3f1.pdf

Major Shareholding Notification

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NO. 79/80, 1 ST MAIN, 1 ST BLOCK RMV EXTENSION – 2 NIKHIL KUMAR BANGALORE - 560 094 The Corporate Services Department May 7, 2020 BSE Limited Floor 25, P J Towers, Dalal Street, Mumbai 400 001 The Listing Department The National Stock Exchange of India Limited Exchange Plaza, Bandra Kurla Complex Bandra (East) Mumbai – 400 051

Dear Sirs, Sub: Regulation 30(2) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011(‘SEBI Regulations’)-

I enclose the disclosure under Regulation 30(2) of SEBI Regulations for the period ended March 31, 2020 in respect of the shareholding in TD Power Systems Limited, Bangalore.

Kindly take the same on record.

Yours Faithfully,

Nikhil Kumar Promoter

Cc:

TD POWER SYSTEMS LIMITED

27, 28 and 29, KIADB Industrial Area, Dabaspet, Nelamangala Taluk Bangalore – 562 111

ANNEXURE - 1

Disclosures under Regulation ~~30(1)~~ and 30(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of Shareholding

1. Name of the Target Company (TC) 1. Name of the Target Company (TC) TD Power Systems Limited TD Power Systems Limited TD Power Systems Limited
2. Name(s) of the stock exchange(s) where the
shares of the TC are listed
BSE & NSE
3. Particulars of the shareholder(s) :
a. Name of person(s) together with Persons
Acting in Concert (PAC) whose total holding
(including that in the form of shares,
warrants, convertible securities and any
other instrument that would entitle the
holder to receive shares in the TC) is more
than 25% of the voting rights of the TC.
or
b. Name(s) of promoter(s), member of the
promotergroupand PAC with him.
Nikhil Kumar and PACs’ (please refer
Annexure 1 as enclosed)
4. Particulars of the shareholding of person(s)
mentioned at (3) above
Number of
shares
% w.r.t.
total share
/voting
capital
wherever
applicable
% of total diluted
share/voting
capital of TC (*)
As of March 31st2020,holdingof: 16,775,767
-
-
-
-

54.23
-
-
-
-
54.23
-
-
-
-
a)
Shares
b) VotingRights(otherwise than byshares)
c) Warrants,
d) Convertible Securities
e) Any other instrument that would entitle
the holder to receive shares in the TC.
Total 16,775,767
54.23
54.23

Part-B**

Name of the Target Company: TD Power Systems Limited

Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Whether the person
belongs to Promoter/
Promotergroup
PAN of the person
and PACs
Nikhil Kumar Yes – Promoter ACIPK5127G
Mr. Mohib N Khericha Yes – Promoter AGMPK8152H
M/s. Saphire Finman Services LLP Yes – Promoter ACSFS1690L
Mr. Hitoshi Matsuo Yes – Promoter AHSPM4165B
Mrs. Lavanya Sankaran Yes- Promotergroup ADFPS1575G

Nikhil Kumar Promoter

Place: Bangalore Date: May 7, 2020

Note:

  1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation 30(1) is required.

  2. (*) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

  3. (**) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

Annexure - 1

S.No Name(s) of the person and
Persons Acting in Concert
(PAC) with the person
Whether the
person belongs to
Promoter/
Promotergroup
No. of
Shares
% of
shareholdin
g
1 Nikhil Kumar Yes – Promoter 4,655,470 15.05
2 Mr. Mohib N Khericha Yes – Promoter 3,730,960 12.06
3 M/s. Saphire Finman Services LLP Yes – Promoter 5,026,433 16.25
4 Mr. Hitoshi Matsuo Yes – Promoter 3,235,254 10.46
5 Mrs. Lavanya Sankaran Yes- Promoter
group
127,650 0.41
Total 16,775,767 54.23

Yours Faithfully,

Nikhil Kumar, Promoter Place: Bangalore Date: May 7, 2020

==> picture [452 x 65] intentionally omitted <==

To,

The Corporate Services Department May 10, 2020

BSE Limited

Floor 25, P J Towers, Dalal Street, Mumbai 400 001

The Listing Department

The National Stock Exchange of India Limited

Exchange Plaza, Bandra Kurla Complex Bandra (East)

Mumbai – 400 051

Dear Sirs,

Sub: Regulation 30(1) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, ‘ ’ 2011( SEBI Regulations )-

We enclosed the disclosure under Regulation 30(1) of SEBI Regulations as of March 31, 2020 in respect of the shareholding in TD Power Systems Limited, Bangalore.

Kindly take the same on record.

Yours Faithfully,

For Chartered Capital and Investment Limited

Sd/Mohib N Khericha Managing Director

Encl: A/a

Cc:

TD Power Systems Limited

27, 28 and 29, KIADB Industrial Area, Dabaspet, Nelamangala Taluk

Bangalore – 562 111

==> picture [452 x 65] intentionally omitted <==

Disclosures under Regulation 30(1) ~~and 30(2)~~ of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of Shareholding

1. Name of the Target Company (TC) 1. Name of the Target Company (TC) TD Power Systems Limited TD Power Systems Limited TD Power Systems Limited
2. Name(s) of the stock exchange(s) where the
shares of the TC are listed
BSE & NSE
3. Particulars of the shareholder(s) :
a. Name of person(s) together with Persons
Acting in Concert (PAC) whose total holding
(including that in the form of shares,
warrants, convertible securities and any other
instrument that would entitle the holder to
receive shares in the TC) is more than 25% of
the voting rights of the TC.
or
b. Name(s) of promoter(s), member of the
promoter group and PAC with him.
M/s. Chartered Capital and Investment Limited
and PAC’s as given under Annexure -1
-----------------------NA--------------------------
4. Particulars of the shareholding of person(s)
mentioned at (3) above
Number of
shares
% w.r.t.
total share
/voting
capital
wherever
applicable
% of total diluted
share/voting
capital of TC (*)
As of March 31st2020,holdingof: 10091645
-
-
-
-
32.63
-
-
-
-
32.63
-
-
-
-
a) Shares
b) Voting Rights (otherwise than by shares)
c) Warrants,
d) Convertible Securities
e) Any other instrument that would entitle
the holder to receive shares in the TC.
Total 10091645 32.63 32.63

==> picture [452 x 64] intentionally omitted <==

Part-B**

Name of the Target Company: TD Power Systems Limited

Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Whether the person
belongs to Promoter/
Promotergroup
PAN of the person
and PACs
M/s Chartered Capital and
Investment Limited
Yes- Promoter group AAACC6247L
Mrs. Sofia M. Khericha Yes- Promotergroup AGTPK3860H
Mr. Mohib N Khericha Yes – Promoter AGMPK8152H
M/s. Saphire Finman Services LLP Yes – Promoter ACSFS1690L

Yours Faithfully,

For Chartered Capital and Investment Limited

Sd/Mohib N Khericha Managing Director

Place: Ahmedabad Date: May 10, 2020

Note:

  1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation 30(1) is required.

  2. (*) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

  3. (**) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

==> picture [452 x 64] intentionally omitted <==

Annexure - 1

S.No Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Category No. of
Shares
% of
shareholding
1 M/s Chartered Capital and
Investment Limited
Person acting in Concert 1134252 3.67
2 Mrs. Sofia M. Khericha Person acting in Concert 200000 0.65
3 Mr. Mohib N Khericha Promoter 3730960 12.06
4 M/s. Saphire Finman Services
LLP
Promoter 5026433 16.25
Total 10091645 32.63

Yours Faithfully,

For Chartered Capital and Investment Limited

Sd/Mohib N Khericha Managing Director

Place: Ahmedabad Date: May 10, 2020

To,

The Corporate Services Department May 10, 2020

BSE Limited

Floor 25, P J Towers, Dalal Street, Mumbai 400 001

The Listing Department

The National Stock Exchange of India Limited

Exchange Plaza, Bandra Kurla Complex Bandra (East) Mumbai – 400 051

Dear Sirs,

Sub: Regulation 30(2) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, ‘ ’ 2011( SEBI Regulations )-

I enclosed the disclosure under Regulation 30(2) of SEBI Regulations as of March 31, 2020 in respect of the shareholding in TD Power Systems Limited, Bangalore.

Kindly take the same on record.

Yours Faithfully,

Sd/-

Mohib N. Khericha

Promoter

Cc:

TD POWER SYSTEMS LIMITED

27, 28 and 29, KIADB Industrial Area, Dabaspet, Nelamangala Taluk Bangalore – 562 111

ANNEXURE - 1

Disclosures under Regulation ~~30(1) and~~ 30(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of Shareholding

  1. Name of the Target Company (TC)

TD Power Systems Limited BSE & NSE -----------------------NA--------------------------

  1. Name(s) of the stock exchange(s) where the shares of the TC are listed
1. Name of the Target Company (TC) 1. Name of the Target Company (TC) TD Power Systems Limited TD Power Systems Limited TD Power Systems Limited
2. Name(s) of the stock exchange(s) where the
shares of the TC are listed
BSE & NSE
3. Particulars of the shareholder(s) :
a. Name of person(s) together with Persons
Acting in Concert (PAC) whose total holding
(including that in the form of shares,
warrants, convertible securities and any other
instrument that would entitle the holder to
receive shares in the TC) is more than 25% of
the voting rights of the TC.
or
b. Name(s) of promoter(s), member of the
promoter group and PAC with him.
-----------------------NA--------------------------
Mohib N. Khericha and PACs’ (Annexure 1 as
enclosed)
4. Particulars of the shareholding of person(s)
mentioned at (3) above
Number of
shares
% w.r.t.
total share
/voting
capital
wherever
applicable
% of total diluted
share/voting
capital of TC (*)
As of March 31st2020,holdingof: 17982369
-
-
-
-
58.14
-
-
-
-
58.14
-
-
-
-
a) Shares
b) Voting Rights (otherwise than by shares)
c) Warrants,
d) Convertible Securities
e) Any other instrument that would entitle
the holder to receive shares in the TC.
Total 17982369 58.14 58.14

Part-B**

Name of the Target Company: TD Power Systems Limited

Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Whether the person
belongs to Promoter/
Promotergroup
PAN of the person
and PACs
Mohib N Khericha Yes – Promoter AGMPK8152H
Mrs. Sofia M. Khericha Yes- Promotergroup AGTPK3860H
M/s. Saphire Finman Services LLP Yes – Promoter ACSFS1690L
M/s Chartered Capital and
Investment Limited
Yes- Promoter group AAACC6247L
Mr. Nikhil Kumar Yes – Promoter ACIPK5127G
Mr. Hitoshi Matsuo Yes – Promoter AHSPM4165B

Yours Faithfully,

Sd/Mohib N Khericha Promoter

Place: Ahmedabad Date: May 10, 2020

Note:

  1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation 30(1) is required.

  2. (*) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

  3. (**) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

Annexure - 1

S.No Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Category No. of
Shares
% of
shareholding
1 Mohib N Khericha Promoter 3730960 12.06
2 Mrs. Sofia M. Khericha Person acting in Concert 200000 0.65
3 M/s. Saphire Finman Services
LLP
Promoter 5026433 16.25
4 M/s Chartered Capital and
Investment Limited
Person acting in Concert 1134252 3.67
5 Mr. Nikhil Kumar Promoter 4655470 15.05
6 Mr. Hitoshi Matsuo Promoter 3235254 10.46
Total 17982369 58.14

Yours Faithfully,

Sd/Mohib N Khericha, Promoter

Place: Ahmedabad Date: May 10, 2020

Saphire Finman Services LLP

(Converted from Private Limited Company to Limited Liability Partnership (“LLP”) from January 2, 2015 i.e. being the date of Certificate of Registration on conversion of SAPHIRE FINMAN SERVICES PRIVATE LIMITED (CIN: U74120GJ2009PTC057364) to SAPHIRE FINMAN SERVICES LLP (LLP Id No: AAD-1397)

To,

The Corporate Services Department May 10, 2020

BSE Limited

Floor 25, P J Towers, Dalal Street,

Mumbai 400 001

The Listing Department

The National Stock Exchange of India Limited

Exchange Plaza, Bandra Kurla Complex Bandra (East)

Mumbai – 400 051

Dear Sirs,

Sub: Regulation 30(2) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, ‘ ’ 2011( SEBI Regulations )-

I enclosed the disclosure under Regulation 30(2) of SEBI Regulations as of March 31, 2020 in respect of the shareholding in TD Power Systems Limited, Bangalore.

Kindly take the same on record.

For Saphire Finman Services LLP

Sd/Mohib N Khericha Designated Partner

Cc to:

TD POWER SYSTEMS LIMITED

27, 28 and 29, KIADB Industrial Area, Dabaspet, Nelamangala Taluk Bangalore – 562 111

Regd. Office : 711, Mahakant, Opp. V.S. Hospital, Ellisbridge, Ahmedabad – 380006. Tel No. (079) 2657 5337, 2657 8029, Fax No.: (079) 2657 5731, Email: [email protected] LLP Id No.: AAD-1397

Saphire Finman Services LLP

(Converted from Private Limited Company to Limited Liability Partnership (“LLP”) from January 2, 2015 i.e. being the date of Certificate of Registration on conversion of SAPHIRE FINMAN SERVICES PRIVATE LIMITED (CIN: U74120GJ2009PTC057364) to SAPHIRE FINMAN SERVICES LLP (LLP Id No: AAD-1397)

Disclosures under Regulation ~~30(1) and~~ 30(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of Shareholding

1. Name of the Target Company (TC) 1. Name of the Target Company (TC) TD Power Systems Limited TD Power Systems Limited TD Power Systems Limited
2. Name(s) of the stock exchange(s) where the
shares of the TC are listed
BSE & NSE
3. Particulars of the shareholder(s) :
a. Name of person(s) together with Persons
Acting in Concert (PAC) whose total holding
(including that in the form of shares,
warrants, convertible securities and any other
instrument that would entitle the holder to
receive shares in the TC) is more than 25% of
the voting rights of the TC.
or
b. Name(s) of promoter(s), member of the
promoter group and PAC with him.
-----------------------NA--------------------------
Saphire Finman Services LLP and PAC as given
under Annexure -1
4. Particulars of the shareholding of person(s)
mentioned at (3) above
Number of
shares
% w.r.t.
total share
/voting
capital
wherever
applicable
% of total diluted
share/voting
capital of TC (*)
As of March 31st2020,holdingof: 17982369
-
-
-
-
58.14
-
-
-
-
58.14
-
-
-
-
a) Shares
b) Voting Rights (otherwise than by shares)
c) Warrants,
d) Convertible Securities
e) Any other instrument that would entitle
the holder to receive shares in the TC.
Total 17982369 58.14 58.14

Regd. Office : 711, Mahakant, Opp. V.S. Hospital, Ellisbridge, Ahmedabad – 380006. Tel No. (079) 2657 5337, 2657 8029, Fax No.: (079) 2657 5731, Email: [email protected] LLP Id No.: AAD-1397

Saphire Finman Services LLP

(Converted from Private Limited Company to Limited Liability Partnership (“LLP”) from January 2, 2015 i.e. being the date of Certificate of Registration on conversion of SAPHIRE FINMAN SERVICES PRIVATE LIMITED (CIN: U74120GJ2009PTC057364) to SAPHIRE FINMAN SERVICES LLP (LLP Id No: AAD-1397)

Part-B**

Name of the Target Company: TD Power Systems Limited

Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Whether the person
belongs to Promoter/
Promotergroup
PAN of the person
and PACs
M/s. Saphire Finman Services LLP Yes – Promoter ACSFS1690L
Mr. Mohib N Khericha Yes – Promoter AGMPK8152H
Mrs. Sofia M. Khericha Yes- Promotergroup AGTPK3860H
M/s Chartered Capital and
Investment Limited
Yes- Promoter group AAACC6247L
Mr. Nikhil Kumar Yes – Promoter ACIPK5127G
Mr. Hitoshi Matsuo Yes – Promoter AHSPM4165B

Yours Faithfully,

For Saphire Finman Services LLP

Sd/Mohib N Khericha Designated Partner

Place: Ahmedabad Date: May 10, 2020

Note:

  1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation 30(1) is required.

  2. (*) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

  3. (**) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

Regd. Office : 711, Mahakant, Opp. V.S. Hospital, Ellisbridge, Ahmedabad – 380006. Tel No. (079) 2657 5337, 2657 8029, Fax No.: (079) 2657 5731, Email: [email protected] LLP Id No.: AAD-1397

Saphire Finman Services LLP

(Converted from Private Limited Company to Limited Liability Partnership (“LLP”) from January 2, 2015 i.e. being the date of Certificate of Registration on conversion of SAPHIRE FINMAN SERVICES PRIVATE LIMITED (CIN: U74120GJ2009PTC057364) to SAPHIRE FINMAN SERVICES LLP (LLP Id No: AAD-1397)

Annexure - 1

S.No Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Category No. of
Shares
% of
shareholding
1 M/s. Saphire Finman Services
LLP
Promoter 5026433 16.25
2 Mr. Mohib N Khericha Promoter 3730960 12.06
3 Mrs. Sofia M. Khericha Person acting in Concert 200000 0.65
4 M/s Chartered Capital and
Investment Limited
Person acting in Concert 1134252 3.67
5 Mr. Nikhil Kumar Promoter 4655470 15.05
6 Mr. Hitoshi Matsuo Promoter 3235254 10.46
Total 17982369 58.14

Yours Faithfully,

For Saphire Finman Services LLP

Sd/Mohib N Khericha Designated Partner

Place: Ahmedabad Date: May 10, 2020

Regd. Office : 711, Mahakant, Opp. V.S. Hospital, Ellisbridge, Ahmedabad – 380006. Tel No. (079) 2657 5337, 2657 8029, Fax No.: (079) 2657 5731, Email: [email protected] LLP Id No.: AAD-1397

To,

The Corporate Services Department May 10, 2020

BSE Limited

Floor 25, P J Towers, Dalal Street, Mumbai 400 001

The Listing Department

The National Stock Exchange of India Limited

Exchange Plaza, Bandra Kurla Complex Bandra (East) Mumbai – 400 051

Dear Sirs,

Sub: Regulation 30(1) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, ‘ ’ 2011( SEBI Regulations )-

I enclosed the disclosure under Regulation 30(1) of SEBI Regulations as of March 31, 2020 in respect of the shareholding in TD Power Systems Limited, Bangalore.

Kindly take the same on record.

Yours Faithfully,

Sd/-

Sofia M. Khericha

Cc to:

TD POWER SYSTEMS LIMITED

27, 28 and 29, KIADB Industrial Area, Dabaspet, Nelamangala Taluk Bangalore – 562 111

Disclosures under Regulation 30(1) ~~and 30(2)~~ of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of Shareholding

1. Name of the Target Company (TC) 1. Name of the Target Company (TC) TD Power Systems Limited TD Power Systems Limited TD Power Systems Limited
2. Name(s) of the stock exchange(s) where the
shares of the TC are listed
BSE & NSE
3. Particulars of the shareholder(s) :
a. Name of person(s) together with Persons
Acting in Concert (PAC) whose total holding
(including that in the form of shares,
warrants, convertible securities and any other
instrument that would entitle the holder to
receive shares in the TC) is more than 25% of
the voting rights of the TC.
or
b. Name(s) of promoter(s), member of the
promoter group and PAC with him.
Sofia M. Khericha and PAC’s as given under
Annexure -1
-----------------------NA--------------------------
4. Particulars of the shareholding of person(s)
mentioned at (3) above
Number of
shares
% w.r.t.
total share
/voting
capital
wherever
applicable
% of total diluted
share/voting
capital of TC (*)
As of March 31st2020,holdingof: 10091645
-
-
-
-
32.63
-
-
-
-
32.63
-
-
-
-
a) Shares
b) Voting Rights (otherwise than by shares)
c) Warrants,
d) Convertible Securities
e) Any other instrument that would entitle
the holder to receive shares in the TC.
Total 10091645 32.63 32.63

Part-B**

Name of the Target Company: TD Power Systems Limited

Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Whether the person
belongs to Promoter/
Promotergroup
PAN of the person
and PACs
Sofia M. Khericha Yes- Promotergroup AGTPK3860H
Mr. Mohib N Khericha Yes – Promoter AGMPK8152H
M/s. Saphire Finman Services LLP Yes – Promoter ACSFS1690L
M/s Chartered Capital and
Investment Limited
Yes- Promoter group AAACC6247L

Yours Faithfully,

Sd/Sofia M. Khericha

Place: Ahmedabad Date: May 10, 2020

Note:

  1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation 30(1) is required.

  2. (*) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

  3. (**) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

Annexure - 1

S.No Name(s) of the person and
Persons Acting in Concert
(PAC) with theperson
Category No. of
Shares
% of
shareholding
1 Sofia M. Khericha Person acting in Concert 200000 0.65
2 Mr. Mohib N Khericha Promoter 3730960 12.06
3 M/s. Saphire Finman Services
LLP
Promoter 5026433 16.25
4 M/s Chartered Capital and
Investment Limited
Person acting in Concert 1134252 3.67
Total 10091645 32.63

Yours Faithfully,

Sd/Sofia M. Khericha

Place: Ahmedabad Date: May 10, 2020