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Tate & Lyle PLC — Major Shareholding Notification 2015
Apr 10, 2015
4590_mrq_2015-04-10_e7d29e10-2b89-46a9-b3a3-a7d882289201.html
Major Shareholding Notification
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| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
|||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
The Capital Group Companies, Inc | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
See Schedule A | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
8 April 2015 | ||||
| 6. Date on which issuer notified: | 9 April 2015 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Above 4% |
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
||||||||||||
| Direct | Direct xi | Indirect xii | Direct | ||||||||||||
| Ordinary (GB0008754136) |
17,951,307 | 17,951,307 | |||||||||||||
| ADRs (US8765706077) |
92,693 | 370,772 | |||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
|||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||
| 18,652,703 | 4.0019% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| See Schedule A | |||
| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will cease to hold: |
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| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | |||
| 14. Contact name: | |||
| 15. Contact telephone number: | |||
| Listed Company Contact name: | Lucie Gilbert Company Secretary 020 7257 2100 |
Schedule A
As of 8 April 2015
Tate & Lyle PLC
| Number of shares | Percent of Outstanding | ||||
| The Capital Group Companies, Inc. (“CG”) holdings | 18,652,703 | 4.002% | |||
| Holdings by CG Management Companies and Funds: | |||||
| - Capital Guardian Trust Company | 5,385,211 | 1.155% | |||
| - Capital International Limited | 345,900 | 0.074% | |||
| - Capital International SÁrl | 211,500 | 0.045% | |||
| - Capital International, Inc. | 28,900 | 0.006% | |||
| - Capital Research and Management Company | 12,681,192 | 2.721% |
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