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Tate & Lyle PLC — Major Shareholding Notification 2013
May 17, 2013
4590_mrq_2013-05-17_a381e0c2-9adf-43fd-9de6-8f3688d96416.html
Major Shareholding Notification
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National Storage Mechanism | Additional information
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| For filings with the FSA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Schroders plc | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
16 May 2013 | ||||
| 6. Date on which issuer notified: | 17 May 2013 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 5% |
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
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| Direct | Direct xi | Indirect xii | Direct | |||||||||||||
| Ordinary GB0008754136 |
27,325,695 | 24,020,144 | 26,326,345 | |||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
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| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | ||||||||||||||||
| 23,284,299 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| Schroder Investment Management Limited 20,921,397 4.486% Schroders Channel Islands Limited 175,989 0.038% Schroder Investment Management (Hong Kong) Limited 96,269 0.021% Nissay Schroders Asset Management Europe Limited 165,200 0.035% Schroder & Co Limited 1,925,444 0.413% |
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| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
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| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | The shares referred to in section 9 are held in portfolios managed by those firms on a discretionary basis for clients under investment management agreements. | |
| 14. Contact name: | Liz Friedman | |
| 15. Contact telephone number: | 020 7658 6000 | |
| Listed Company Contact name: | Lucie Gilbert Company Secretary 020 7257 2100 |
| Note: Annex should only be submitted to the FSA not the issuer | |
| Annex: Notification of major interests in shares xxii | |
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) |
|
| Contact address (registered office for legal entities) |
|
| Phone number & email | |
| Other useful information (at least legal representative for legal persons) |
|
| B: Identity of the notifier, if applicable | |
| Full name | |
| Contact address | |
| Phone number & email | |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
| C: Additional information | |
| For notes on how to complete form TR-1 please see the FSA website. |
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