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TAO Synergies Inc. — Director's Dealing 2025
Oct 17, 2025
34941_dirs_2025-10-17_97351646-68f1-4d80-ba62-4f01489446d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TAO Synergies Inc. (TAOX)
CIK: 0001571934
Period of Report: 2025-08-06
Reporting Person: WEINSTEIN ROBERT (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-10-17 | Common Stock, par value $0.0001 per share | A | 10000 | $0.00 | Acquired | 20574 | Direct |
| 2025-10-17 | Common Stock, par value $0.0001 per share | F | 4000 | $7.23 | Disposed | 16574 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-08-06 | Employee Stock Option (right to buy) | $10.38 | A | 7000 | Acquired | 2035-07-14 | Common Stock (7000) | Direct |
Footnotes
F1: Includes (i) 10,000 restricted stock units granted on October 17, 2025, under TAO Synergies Inc.'s (the "Issuer") 2020 Equity Incentive Plan which vested immediately and (ii) 10,574 shares of common stock.
F2: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.
F3: The option grant was approved by a committee of the Issuer's board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.