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TACTILE SYSTEMS TECHNOLOGY INC — Director's Dealing 2016
Jul 27, 2016
33313_dirs_2016-07-27_c1a06262-c73f-4f12-b2a9-a438f43e07bc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TACTILE SYSTEMS TECHNOLOGY INC (TCMD)
CIK: 0001027838
Period of Report: 2016-07-27
Reporting Person: Mattys Gerald R. (Director, Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 201482 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (27969) | Direct | ||
| Series A Preferred Stock | $ | Common Stock (12139) | Indirect | ||
| Employee Stock Option (Right to Buy) | $0.5100 | 2018-02-26 | Common Stock (138294) | Direct | |
| Employee Stock Option (Right to Buy) | $0.5100 | 2019-06-04 | Common Stock (35460) | Direct | |
| Employee Stock Option (Right to Buy) | $0.7300 | 2020-03-08 | Common Stock (46098) | Direct | |
| Employee Stock Option (Right to Buy) | $1.5500 | 2021-04-20 | Common Stock (78366) | Direct | |
| Employee Stock Option (Right to Buy) | $0.9600 | 2023-10-13 | Common Stock (177300) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock is convertible at any time at the option of the holder, and will convert automatically into shares of the Issuer's Common Stock on a one for 1.027 basis in connection with the closing of the Issuer's initial public offering. In addition, the holder is entitled to receive additional shares of common stock equal to the original purchase price per share ($4.2301) divided by the price to the public of the shares of common stock issued in the Issuer's initial public offering.
F2: The securities do not have an expiration date. The securities convert automatically into shares of the Issuer's Common Stock on a one-for-one basis in connection with the closing of the Issuer's initial public offering.
F3: Represents securities held by Gerald I. Mattys and Wife Trust.
F4: This option is fully vested.
F5: This option vests as follows: 44,325 shares vested on October 9, 2014, and the remaining shares vest as to 10,417 shares each month commencing on November 9, 2014 and continuing until this option is fully vested.