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T-Mobile US, Inc. — Director's Dealing 2020
Jul 16, 2020
29760_dirs_2020-07-15_c751cfb1-47f3-4fbc-8f34-7cc42aaa338a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: T-Mobile US, Inc. (TMUS)
CIK: 0001283699
Period of Report: 2020-07-13
Reporting Person: Datar Srikant M. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-13 | Common Stock | M | 300 | $103 | Acquired | 13724 | Indirect |
| 2020-07-14 | Common Stock | M | 200 | $103 | Acquired | 8200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-13 | Subscription Rights (right to buy) | $103.0 | S | 8593 | Disposed | Common Stock (8593.0) | Direct | |
| 2020-07-13 | Subscription Rights (right to buy) | $103.0 | S | 7424 | Disposed | Common Stock (7424.0) | Indirect | |
| 2020-07-13 | Subscription Rights (right to buy) | $103.0 | X | 6000 | Disposed | Common Stock (6000.0) | Indirect | |
| 2020-07-14 | Subscription Rights (right to buy) | $103.0 | S | 4000 | Disposed | Common Stock (4000.0) | Indirect | |
| 2020-07-14 | Subscription Rights (right to buy) | $103.0 | X | 4000 | Disposed | Common Stock (4000.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15989 | Direct |
Footnotes
F1: Shares acquired through the exercise of subscription rights, at a rate of .05 shares of common stock per subscription right exercised.
F2: The reporting person and his spouse gifted all of the interests in Safari LLC to trusts for the benefit of their adult children. The reporting person and his spouse continue to serve as managers of Safari LLC. The reporting person disclaims beneficial ownership of the shares of T-Mobile US, Inc. common stock held by Safari LLC except to the extent of his pecuniary interest therein, if any.
F3: The reporting person and his spouse gifted all of the interests in Datar Investment LLC to trusts for the benefit of their adult children. The reporting person and his spouse continue to serve as managers of Datar Investment LLC. The reporting person disclaims beneficial ownership of the shares of T-Mobile US, Inc. common stock held by Safari LLC except to the extent of his pecuniary interest therein, if any.
F4: The subscription rights sold were distributed by T-Mobile US, Inc. in a transaction exempt under Exchange Act Rule 16a-9(b).
F5: The rights offering commenced on June 26, 2020.
F6: The rights offering will expire at 5:00 p.m., Eastern time, on July 27, 2020 unless extended by T-Mobile US, Inc.
F7: The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.17 to $0.172, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, T-Mobile US, Inc. or any security holder of T-Mobile US, Inc., upon request, full information regarding the number of subscription rights sold at each separate price within the range.