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SYSCO CORP — Director's Dealing 2015
Dec 30, 2015
30076_dirs_2015-12-30_60579b51-cfb2-4174-875a-2f896883e9cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYSCO CORP (SYY)
CIK: 0000096021
Period of Report: 2015-12-28
Reporting Person: Grade Joel T. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-28 | Common Stock | M | 1800 | $27.44 | Acquired | 42466.46 | Direct |
| 2015-12-28 | Common Stock | S | 1800 | $41.30 | Disposed | 40666.46 | Direct |
| 2015-12-28 | Common Stock | M | 36000 | $28.87 | Acquired | 76666.46 | Direct |
| 2015-12-28 | Common Stock | S | 36000 | $41.41 | Disposed | 40666.46 | Direct |
| 2015-12-28 | Common Stock | M | 6000 | $27.65 | Acquired | 46666.46 | Direct |
| 2015-12-28 | Common Stock | S | 6000 | $41.26 | Disposed | 40666.46 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-28 | Stock Options (Right to buy) | $27.44 | M | 1800 | Disposed | 2016-11-09 | Common Stock (1800) | Direct |
| 2015-12-28 | Stock Options (Right to buy) | $28.87 | M | 36000 | Disposed | 2017-11-10 | Common Stock (36000) | Direct |
| 2015-12-28 | Stock Options (Right to buy) | $27.65 | M | 6000 | Disposed | 2018-11-14 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 288.082 | Indirect |
Footnotes
F1: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2015.
F2: The price reported is a weighted average sale price per share of the 1,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $41.28 to $41.32. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
F3: The price reported is a weighted average sale price per share of the 36,000 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $41.27 to $41.51. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
F4: The price reported is a weighted average sale price per share of the 6,000 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $41.22 to $41.28. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
F5: Options are fully exercisable.
F6: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.