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SYSCO CORP — Director's Dealing 2013
Mar 6, 2013
30076_dirs_2013-03-06_372b489b-fba7-47e7-974e-d3a08c871431.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYSCO CORP (SYY)
CIK: 0000096021
Period of Report: 2013-03-05
Reporting Person: Hope James D (EVP, Business Transformation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | M | 3923 | $31.75 | Acquired | 68503 | Direct |
| 2013-03-05 | Common Stock | M | 14700 | $31.70 | Acquired | 83203 | Direct |
| 2013-03-05 | Common Stock | M | 50000 | $28.87 | Acquired | 133203 | Direct |
| 2013-03-05 | Common Stock | S | 68623 | $32.808 | Disposed | 64580 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Stock Option (Right to buy) | $31.75 | M | 3923 | Disposed | 2013-09-10 | Common Stock (3923) | Direct |
| 2013-03-05 | Stock Option (Right to buy) | $31.70 | M | 14700 | Disposed | 2013-09-06 | Common Stock (14700) | Direct |
| 2013-03-05 | Stock Option (Right to buy) | $28.87 | M | 50000 | Disposed | 2017-11-10 | Common Stock (50000) | Direct |
Footnotes
F1: Reflects weighted average price. Range of prices were between $32.78 and $32.835. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Includes 25,949 restricted stock units that may be settled solely by delivery of an equal number of shares of common stock.
F3: Options are fully exercisable.
F4: One-fifth of the shares covered by the grant vest and are exercisable on 11/11/2011, 11/11/2012, 11/11/2013, 11/11/2014 and 11/11/2015, respectively. No options may be exercised prior to 11/11/2011. Options will expire on 11/10/2017
F5: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.