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SYPRIS SOLUTIONS INC Director's Dealing 2018

Apr 3, 2018

34630_dirs_2018-04-03_278ef841-c314-4845-b7fc-4d59bb4c43bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYPRIS SOLUTIONS INC (SYPR)
CIK: 0000864240
Period of Report: 2018-04-01

Reporting Person: ALLEN ANTHONY C (Vice President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-01 Common Stock F 9463 $1.63 Disposed 334454 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-01 Options (Right to Buy) $1.63 A 50000 Acquired 2023-04-01 Common Stock (50000) Direct

Footnotes

F1: Restricted stock award under the 2010 Sypris Omnibus Plan which vests 100% on April 1, 2018.

F2: Options Granted pursuant to the 2015 Sypris Omnibus Plan

F3: The grant date for the option award was Sunday April 1, 2018 therefore the exercise price was based on the closing price of Thursday March 29, 2018 (the last trading day).

F4: Vesting is 100% on the third anniversary of the grant date.