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SYNTARA LIMITED — Major Shareholding Notification 2012
Apr 10, 2012
65830_rns_2012-04-10_e53e6cd2-991f-43ea-bce2-878a72da17f2.pdf
Major Shareholding Notification
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Form 603
Corporations Law Section 671B
Notice of initial substantial holder
| To: Company Name/Scheme | PHARMAXIS LIMITED | |
|---|---|---|
| ACN/ARSN | 082 811 630 | |
| 1.Details of substantial holder (1) | ||
| Name: | UBS AG and its related bodies corporate | |
| ACN/ARSN (if applicable) | ||
| The holder became a substantial holder on: | 5 April 2012 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 15,307,015 | 15,307,015 | 5.00% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | |
|---|---|---|---|
| UBS Global Asset ManagementFund Manager with power to exercise control over(Australia) Ltdvoting shares | 12,319,494 | Ordinary | |
| UBS AG, London Branch | Beneficial Owner | 24,234 | Ordinary |
| Prime Broker that has exercised its borrowing rightin respect of shares pursuant to a Prime BrokingAgreement (see Appendix A) | 769,065 | Ordinary | |
| UBS Securities Australia Ltd.Power to control disposal over shares pursuant tostock borrowing and lending activities (seeAppendix A) | 456.274 | Ordinary | |
| Beneficial Owner | 263,610 | Ordinary | |
| UBS AG, Australia Branch | Prime Broker that has exercised its borrowing rightin respect of shares pursuant to a Prime BrokingAgreement (see Appendix A) | Ordinary |
4. Details of present registered holders
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and number ofsecurities | |
|---|---|---|---|---|
| UBS Global AssetManagement (Australia) Ltd | Various custodians | UBS Global AssetManagement (Australia) Ltd | 12,319,494 | Ordinary |
| UBS AG, London Branch | Various Custodians | UBS AG, London Branch | 24.234 | Ordinary |
| Citicorp Nominees Pty Ltd | UBS AG, London Branch | 769.065 | Ordinary | |
| UBS Securities Australia Ltd | Warbont Nominees Pty Ltd | UBS Securities Australia Ltd | 456,274 | Ordinary |
| Brispot Nominees Pty Ltd | UBS Securities Australia Ltd | 263.610 | Ordinary | |
| UBS AG, Australia Branch | UBS Nominees Pty Ltd | UBS AG, Australia Branch | 1,474,338 | Ordinary |
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | l Consideration (9) | . Class and numberof securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Please see Appendix B. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ ARSN (if applicable) | Nature of association |
|---|---|
| UBS Global Asset Management (Australia) Ltd | Related body corporate |
| UBS Securities Australia Ltd | Related body corporate |
| Warbont Nominees Pty Ltd | Related body corporate |
| Brispot Nominees Pty Ltd | Related body corporate |
| UBS Nominees Pty Ltd | Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Addresses |
|---|---|
| ( Details of all UBS offices can be found through thefollowing link: http://apps.ubs.com/locationfinder |
SIGNATURE
| Print Name: Trish Lee | Capacity: | Authorised signatory | |
|---|---|---|---|
| Sign Here: | Luise Lin | Date: | 10 April 2012 |
| Print Name: | Tiffany Leung | Capacity: | Authorised signatory |
| Sign Here: | MMY | Date: | 10 April 2012 |
Contact details for this notice:
. __________________
. . . . . . . . . . . . . . . . . . . Tiffany LeungLegal & Compliance(T) +852 2971 8042(F) +852 2971 7895
Appendix A
| Holder of relevant interest | UBS AG, London Branchुल्खे | UBS Securities Australia Ltd. | UBS AG, Australia Branch |
|---|---|---|---|
| Type of agreement | Prime Brokerage Agreement | Securities Lending Agreement | Prime Brokerage Agreement |
| Parties to agreement | (i) UBS AG, London Branch("UBS AG")(ii) Client (Please refer to Appendix$A-1.$ ) | (i) UBS AG, Australia Branch("UBS AG")/ UBS SecuritiesAustralia Limited(ii) Client (Please refer toAppendix A-1.) | (i) UBS AG, Australia Branch("UBS AG")(ii) Client (Please refer to Appendix$A-1.$ |
| Transfer date | Please refer to Appendix A-1. | Please refer to Appendix A-1. | Please refer to Appendix A-1. |
| Holder of voting rights | UBS AG | UBS AG/ UBS Securities AustraliaLimited | UBS AG |
| Are there any restrictions onvoting rights? | No. | Please refer to the details below. | Please refer to the details below. |
| If yes, detail | N/A | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG/ UBS SecuritiesAustralia Limited), the transfereehas the right to vote. However, incertain circumstances, thetransferee may seek to arrange forinstructions to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG), the transferee hasthe right to vote. However, incertain circumstances, thetransferee may seek to arrange forinstructions to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). |
| Scheduled return date (if any) | None. | None, subject to the terms of therelevant Ioan. | None, subject to the terms of therelevant loan. |
| Does the borrower have theright to return early? | Yes. | Yes. | Yes. |
| If yes, detail | The borrower (i.e. UBS AG) hasthe right to return at its discretion. | The borrower (i.e. UBS AG/ UBSSecurities Australia Limited) hasthe right to return at its discretion. | The borrower (i.e. UBS AG) hasthe right to return at its discretion. |
| Does the lender have the rightto recall early? | Yes. | Yes. | Yes. |
| If yes, detail | The lender (i.e. Client) can recallat its request subject tocompliance with marginrequirements and the terms of therelevant Ioan. | The lender (i.e. Client) can recallat its request subject tocompliance with marginrequirements and the terms of therelevant Ioan. | The lender (i.e. Client) can recallat its request subject tocompliance with marginrequirements and the terms of therelevant Ioan. |
| Will the securities be returnedon settlement? | Yes. | Yes. | Yes. |
| If yes, detail any exceptions | None. | None. | None. |
Prime Brokerage Agreement - UBS AG, London Branch
| لاوسParties to agreement | ---------------- | ------ | .Transfer date |
|---|---|---|---|
| Zambezi Absolute Return Fund--- | (i) 19 December 2011 |
Securities Lending Agreement - UBS AG, Australia Branch/ UBS Securities Australia Limited
| 当時のParties to agreementfier 2 | 東流線線です | 不能是我的 了。. .COL | 1.1111.11 | かいへん1111$\cdots$ $\cdots$A 10 | Transfer date.us de l'exerci |
|---|---|---|---|---|---|
| National Australia Bank Limited | 2 April 2012(i)---- |
Prime Brokerage Agreement - UBS AG, Australia Branch
| Parties to agreementlade. | Transfer date | |
|---|---|---|
| Regal Funds Management Pty Ltd as trustee and manager of Atlantic Absolute ReturnFund | (i) 4 April 2012 | |
| PXS - Appendix B | |||||
|---|---|---|---|---|---|
| Date ofchange | Person whose relevant interestchangedW | Nature of Change | Consideration given inrelation to change | Number ofsecurities | Class |
| 07-Dec-11 | UBS Securities Australia Ltd | Stock borrowed | N/A | 200,000 | Ordinary |
| 12-Dec-1112-Dec-11 | UBS Securities Australia Ltd | Stock returned | N/A | (19,941) | Ordinary |
| $15 - Dec - 11$ | UBS Securities Australia LtdUBS Securities Australia Ltd | Stock returned | N/A | (198, 413) | Ordinary |
| 19-Dec-11 | UBS Securities Australia Ltd | BuyStock returned | 86,191N/A | 82,087(2, 436) | Ordinary |
| 19-Dec-11 | UBS AG, London Branch | Stock received | N/A | 982,388 | OrdinaryOrdinary |
| 19-Dec-11 | UBS Global Asset Management Ltd | Buy | 50,227 | 48,208 | Ordinary |
| 19-Dec-11 | UBS Global Asset Management Ltd | Buy | 68,556 | 65,800 | Ordinary |
| 20-Dec-11 | UBS Securities Australia Ltd | Stock returned | N/A | (73, 596) | Ordinary |
| 20-Dec-1120-Dec-11 | UBS Global Asset Management Ltd | Buy | 26,466 | 25,400 | Ordinary |
| 21-Dec-11 | UBS Global Asset Management LtdUBS Securities Australia Ltd | BuyBuy | 36,305 | 34,842 | Ordinary |
| 21-Dec-11 | UBS Global Asset Management Ltd | Buy | 22,04519,182 | 21,01718,404 | OrdinaryOrdinary |
| $21 - Dec - 11$ | UBS Global Asset Management Ltd | Buy | 26,161 | 25,100 | Ordinary |
| 22-Dec-11 | UBS Global Asset Management Ltd | Buy | 76,191 | 73,100 | Ordinary |
| 22-Dec-11 | UBS Global Asset Management Ltd | Buy | 104,164 | 99,938 | Ordinary |
| 23-Dec-11 | UBS Securities Australia Ltd | Stock returned | N/A | (73,596) | Ordinary |
| 23-Dec-11$23 - Dec - 11$ | UBS Global Asset Management LtdUBS Global Asset Management Ltd | Buy | 37,210 | 35,700 | Ordinary |
| 28-Dec-11 | UBS Securities Australia Ltd | BuyStock returned | 50,902 | 48,837 | Ordinary |
| 28-Dec-11 | UBS Global Asset Management Ltd | Buy | N/A11,141 | (73, 596)10,689 | OrdinaryOrdinary |
| 28-Dec-11 | UBS Global Asset Management Ltd | Buy | 15,113 | 14,500 | Ordinary |
| 29-Dec-11 | UBS Global Asset Management Ltd | Buy | 32,519 | 31,200 | Ordinary |
| 29-Dec-1130-Dec-11 | UBS Global Asset Management Ltd | Buy | 44,401 | 42,600 | Ordinary |
| UBS Global Asset Management Ltd | Buy | 1,668 | 1,600 | Ordinary | |
| 30-Dec-11$03$ -Jan-12 | UBS Global Asset Management Ltd | Buy | 2,301 | 2,208 | Ordinary |
| 03-Jan-12 | UBS Global Asset Management LtdUBS Global Asset Management Ltd | Buy | 1,174 | 1,126 | Ordinary |
| $04$ -Jan-12 | UBS Securities Australia Ltd | BuyStock returned | 1,668N/A | 1,600 | Ordinary |
| $04$ -Jan-12 | UBS Securities Australia Ltd | Buy | 7,167 | (47,077)6,667 | OrdinaryOrdinary |
| 04-Jan-12 | UBS Securities Australia Ltd | Sell | 22,446 | (21, 017) | Ordinary |
| $04$ -Jan-12 | UBS Securities Australia Ltd | Sell | 11,241 | (10, 526) | Ordinary |
| $04$ -Jan-12 | UBS AG, London Branch | Stock returned | N/A | (37,400) | Ordinary |
| 05-Jan-12 | UBS Securities Australia Ltd | Buy | 33,584 | 31,534 | Ordinary |
| $05 - Jan - 12$ | UBS AG, London Branch | Stock returned | N/A | (16, 603) | Ordinary |
| $06$ -Jan-12$09$ -Jan-12 | UBS Securities Australia Ltd | Sell | ,029 | (975) | Ordinary |
| 09-Jan-12 | UBS AG, London BranchUBS Securities Australia Ltd | SellStock borrowed | ,293 | (1, 223) | Ordinary |
| $10 - Jan - 12$ | UBS AG, London Branch | Sell | N/A2,127 | 24,876(2,008) | Ordinary |
| $11$ -Jan-12 | UBS AG, London Branch | Sell | 1,129 | (1,072) | OrdinaryOrdinary |
| 11-Jan-12 | UBS Securities Australia Ltd | Sell | 6,775 | (6, 450) | Ordinary |
| $12$ -Jan-12 | UBS AG, London Branch | Sell | 3,876 | (3,717) | Ordinary |
| $12$ -Jan-12 | UBS Securities Australia Ltd | Sell | 10,346 | (9, 915) | Ordinary |
| 13-Jan-12 | UBS AG, London Branch | Sell | 3,040 | (2,898) | Ordinary |
| 13-Jan-12 | UBS Securities Australia Ltd | Stock returned | N/A | (5, 731) | Ordinary |
| 16-Jan-1217-Jan-12 | UBS AG, London BranchUBS AG, London Branch | SellSell | 9,076 | (8,641) | Ordinary |
| 17-Jan-12 | UBS Securities Australia Ltd | Buy | 9,95115,117 | (9, 459)14,359 | OrdinaryOrdinary |
| 18-Jan-12 | UBS AG, London Branch | Sell | 5,432 | (5,219) | Ordinary |
| $18$ -Jan-12 | UBS Securities Australia Ltd | Sell | 7,495 | (7,205) | Ordinary |
| 18-Jan-12 | UBS Global Asset Management Ltd | Buy | 4,995 | 4.800 | Ordinary |
| 18-Jan-12 | UBS Global Asset Management Ltd | Buy | 6,890 | 6,621 | Ordinary |
| $19$ -Jan-12 | UBS AG, London Branch | Sell | 11,751 | (11,282) | Ordinary |
| 19-Jan-12 | UBS Securities Australia Ltd | Sell | 16,387 | (15, 745) | Ordinary |
| 19-Jan-1219-Jan-12 | UBS Global Asset Management LtdUBS Global Asset Management Ltd | iBuyBuy | 8,120 | 7,803 | Ordinary |
| $20 - Jan - 12$ | UBS AG, London Branch | $\mathsf{Self}$ | 10,8673,934 | 10,442(3,878) | OrdinaryOrdinary |
| 23-Jan-12 | UBS AG, London Branch | Sell | 19,420 | (18, 847) | Ordinary |
| 24-Jan-12 | UBS AG, London Branch | $\overline{\mathsf{Sell}}$ | 3,191 | (3,100) | Ordinary |
| 24-Jan-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 50,000 | Ordinary |
| $25$ -Jan-12 | UBS AG, London Branch | Sell | 15 | (15) | Ordinary |
| $25 - Jan - 12$ | UBS Securities Australia Ltd | Stock returned | N/A | (24, 876) | Ordinary |
| $25 - Jan - 12$ | UBS Securities Australia Ltd | Buy | 11,538 | 11,367 | Ordinary |
| 25-Jan-12$25 - Jan - 12$ | UBS Securities Australia LtdUBS Securities Australia Ltd | SellSell | 3,897 | (3,833) | Ordinary |
| $27$ -Jan-12 | UBS AG, London Branch | Sell | 7,180 | (7,063)(1) | OrdinaryOrdinary |
| $01$ -Feb-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 100,000 | Ordinary |
| $01 - \overline{feb-12}$ | UBS AG, London Branch | Stock returned | N/A | (159, 320) | Ordinary |
| 02-Feb-12 | UBS Global Asset Management Ltd | Buy | 429,599 | 429,500 | Ordinary |
| 03-Feb-12 | UBS Securities Australia Ltd | Sell | 10,743 | (10,717) | Ordinary |
| 03-Feb-12 | UBS Global Asset Management Ltd | Buy | 46,659 | 46,384 | Ordinary |
| 06-Feb-12 | UBS Global Asset Management Ltd | Sell | 39,009 | (38, 552) | Ordinary |
| 09-Feb-1217-Feb-12 | UBS Securities Australia LtdUBS Securities Australia Ltd | Buy | 19,996 | 20,000 | Ordinary |
| $17 - Feb - 12$ | UBS Securities Australia Ltd | Stock returnedSell | N/A17,263 | (100,000)(17.859) | OrdinaryOrdinarv |
| 23-Feb-12 | UBS AG, London Branch | Buv | 543 | 569 | Ordinary |
|---|---|---|---|---|---|
| 24-Feb-12 | UBS Securities Australia Ltd | Buy | 9,500 | 10,000 | Ordinary |
| 27-Feb-12 | UBS AG, London Branch | Buy | 860 | 885 | Ordinary |
| 28-Feb-12 | UBS Securities Australia Ltd | Buy | 18,812 | 18,633 | Ordinary |
| 29-Feb-1229-Feb-12 | UBS Securities Australia Ltd | Sell | 16,526 | (15,000) | Ordinary |
| 29-Feb-12 | UBS Securities Australia LtdUBS Securities Australia Ltd | Buy | 3,120 | 3,000 | Ordinary |
| $01-Mar-12$ | UBS Securities Australia Ltd | Sell | 29,065 | (26, 892) | Ordinary |
| $01$ -Mar-12 | UBS Securities Australia Ltd | SellSell | 29,867 | (28, 529) | Ordinary |
| $02 - $ Mar-12 | UBS Securities Australia Ltd | Sell | 2,61632,269 | (2,503) | Ordinary |
| $02$ -Mar-12 | UBS Securities Australia Ltd | Buy | 2,503 | (31, 460) | Ordinary |
| $05$ -Mar-12 | UBS Securities Australia Ltd | Sell | 30,002 | 2,503(29, 805) | OrdinaryOrdinary |
| $06$ -Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 24,400 | Ordinary |
| 06-Mar-12 | UBS Securities Australia Ltd | Sell | 29,645 | (30,045) | Ordinary |
| 07-Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 28,957 | Ordinary |
| $07 - \text{Mar-12}$ | UBS Securities Australia Ltd | Sell | 16,419 | (16, 735) | Ordinary |
| 08-Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 29,805 | Ordinary |
| 08-Mar-12 | UBS Securities Australia Ltd | Buy | 10,000 | 10,000 | Ordinary |
| $08-Mar-12$ | UBS Securities Australia Ltd | Buy | 28,461 | 28,532 | Ordinary |
| 09-Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 30,045 | Ordinary |
| 09-Mar-12$12$ -Mar-12 | UBS Securities Australia Ltd | Buy | 28,582 | 27,758 | Ordinary |
| $12-Mar-12$ | UBS Securities Australia LtdUBS Securities Australia Ltd | Buy | 5,400 | 5,000 | Ordinary |
| $13-Mar-12$ | UBS Securities Australia Ltd | Sell | 4,767 | (4, 357) | Ordinary |
| $13-Mar-12$ | UBS Securities Australia Ltd | Stock borrowedBuy | N/A | 16,735 | Ordinary |
| $13 - \frac{12}{2}$ | UBS Securities Australia Ltd | Sell | 15,951 | 14,588 | Ordinary |
| $13-Mar-12$ | UBS Securities Australia Ltd | Sell | 15,63429,479 | (14, 588)(26, 921) | Ordinary |
| $13-Mar-12$ | UBS Securities Australia Ltd | Buy | 4,727 | 4,357 | Ordinary |
| $13$ -Mar-12 | UBS Securities Australia Ltd | Sell | 4,301 | (3,888) | OrdinaryOrdinary |
| $14$ -Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (24, 400) | Ordinary |
| 14-Mar-12 | UBS Securities Australia Ltd | Sell | 3,367 | (2, 912) | Ordinary |
| $14-Mar-12$ | UBS Securities Australia Ltd | Buy | 87,045 | 73,000 | Ordinary |
| $14$ -Mar-12 | UBS Securities Australia Ltd | Sell | 64,301 | (55,000) | Ordinary |
| 14-Mar-12 | UBS Securities Australia Ltd | Sell | 33,144 | (28, 681) | Ordinary |
| $15-Mar-12$ | UBS Securities Australia Ltd | Stock returned | N/A | (28, 957) | Ordinary |
| $15-Mar-12$ | UBS Securities Australia Ltd | Sell | 41,675 | (35,000) | Ordinary |
| 15-Mar-12 | UBS Securities Australia Ltd | Buy | 11,699 | 10,000 | Ordinary |
| 15-Mar-12$16 - \frac{1}{2}$ | UBS Securities Australia Ltd | Sell | 38,489 | (32, 684) | Or dinary |
| 16-Mar-12 | UBS AG, London BranchUBS Securities Australia Ltd | Buy | 1,287 | 1,023 | Ordinary |
| $16$ -Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 12,876 | Ordinary |
| $16$ -Mar-12 | UBS Securities Australia Ltd | BuySell | 69,676 | 55.585 | Ordinary |
| $16$ -Mar-12 | UBS Global Asset Management Ltd | Buv | 41,385541,792 | (33,013)440,481 | OrdinaryOrdinary |
| 16-Mar-12 | UBS Global Asset Management Ltd | Buv | 541,792 | 440,481 | Ordinary |
| $19-Mar-12$ | UBS AG, London Branch | Buy | 2,351 | 1,870 | Ordinary |
| 19-Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 13,593 | Ordinary |
| 19-Mar-12 | UBS Securities Australia Ltd | Buy | 37,950 | 30,000 | Ordinary |
| 19-Mar-12 | UBS Securities Australia Ltd | Sell | 25,002 | (20,000) | Ordinary |
| $19-Mar-12$ | UBS Securities Australia Ltd | Buy | 45,580 | 36,339 | Ordinary |
| 20-Mar-12 | UBS AG, London Branch | Buy | 6,721 | 5,444 | Ordinary |
| 20-Mar-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 135,478 | Ordinary |
| $20$ -Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (29, 805) | Ordinary |
| 20-Mar-12 | UBS Securities Australia Ltd | Sell | 37,425 | (30,000) | Ordinary |
| $20$ -Mar-12$21 - $ Mar-12 | UBS Securities Australia Ltd | Buy | 57,895 | 46,966 | Ordinary |
| 21-Mar-12 | UBS AG, London BranchUBS Securities Australia Ltd | Buy | 5,375 | 4,307 | Ordinary |
| 21-Mar-12 | UBS Securities Australia Ltd | BuySell | 6,2301,235 | 5.000 | Ordinary |
| 21-Mar-12 | UBS Securities Australia Ltd | Buy | 14,192 | (1,000)11,378 | OrdinaryOrdinary |
| 21-Mar-12 | UBS Global Asset Management Ltd | Buy | 189,888 | 151,739 | Ordinary |
| $22-Mar-12$ | UBS AG, London Branch | lΒuγ | 2,123 | 1,704 | Ordinary |
| 22-Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (30,045) | Ordinary |
| $22-Mar-12$ | UBS Securities Australia Ltd | Stock returned | N/A | (16, 735) | Ordinary |
| 22-Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (70, 120) | Ordinary |
| 22-Mar-12 | UBS Securities Australia Ltd | Buv | 4,894 | 3,869 | Ordinary |
| $23 - $ Mar-12 | UBS AG, London Branch | Buy | 4,764 | 3,835 | Ordinary |
| $23$ -Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (12, 876) | Ordinary |
| $23$ -Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (4,090) | Ordinary |
| 26-Mar-12 | UBS AG, London Branch | Buy | 4,563 | 3,584 | Ordinary |
| 26-Mar-12$27-Mar-12$ | UBS Securities Australia Ltd | Buy | 65,736 | 52,800 | Ordinary |
| $27-Mar-12$ | UBS AG, London BranchUBS Securities Australia Ltd | Buy | 1,347 | 1,018 | Ordinary |
| $27 - $ Mar $-12$ | UBS Securities Australia Ltd | BuySell | 160,075 | 117,754 | Ordinary |
| 27-Mar-12 | UBS Securities Australia Ltd | Sell | 33,0209,750 | (25,400) | Ordinary |
| 28-Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (7,500)(19, 247) | Ordinary |
| 28-Mar-12 | UBS Securities Australia Ltd | Buy | 79,238 | 56,635 | OrdinaryOrdinary |
| 28-Mar-12 | UBS Securities Australia Ltd | Sell | 48,650 | (35,000) | Ordinary |
| 28-Mar-12$28$ -Mar-12 | UBS Securities Australia Ltd | Sell | 4,873 | (3,493) | Ordinary |
| 28-Mar-12 | UBS Securities Australia Ltd | Buy | 9.193 | 6,600 | Ordinary |
|---|---|---|---|---|---|
| $29-Mar-12$ | UBS Securities Australia Ltd | Stock borrowed | N/A | 481,928 | Ordinary |
| $29 - \frac{1}{2}$ | UBS Securities Australia Ltd | Stock returned | N/A | (9,503) | Ordinary |
| 29-Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (46, 111) | Ordinary |
| $29-Mar-12$ | UBS Securities Australia Ltd | Buy | 6,925 | 5,000 | Ordinary |
| 29-Mar-12 | UBS Securities Australia Ltd | Sell | 4.946 | (3,520) | Ordinary |
| $29 - \sqrt{ar} - 12$ | UBS Securities Australia Ltd | Buy | 4,750 | 3,493 | Ordinary |
| 30-Mar-12 | UBS Securities Australia Ltd | Stock returned | N/A | (481, 928) | Ordinary |
| 30-Mar-12 | UBS Securities Australia Ltd | Buγ | 56,111 | 41,659 | Ordinary |
| 30-Mar-12 | UBS Securities Australia Ltd | Sell | 37,940 | (28,000) | Ordinary |
| 30-Mar-12 | UBS Securities Australia Ltd | Buy | 35,448 | 26,432 | Ordinary |
| 30-Mar-12 | UBS Securities Australia Ltd | Buy | 4.629 | 3,520 | Ordinary |
| 02-Apr-12 | UBS Securities Australia Ltd | Stock borrowed | N/A | 456,274 | Ordinary |
| $02-Apr-12$ | UBS Securities Australia Ltd | Buy | 17,315 | 13,000 | Ordinary |
| 02-Apr-12 | UBS Securities Australia Ltd | Buv | 76,238 | 57,133 | Ordinary |
| 02-Apr-12 | UBS Global Asset Management Ltd | Buy | 1,930,594 | 1,468,132 | Ordinary |
| 03-Apr-12 | UBS Securities Australia Ltd | Buv | 8,883 | 6,679 | Ordinary |
| 03-Apr-12 | UBS Global Asset Management Ltd | Buv. | 12,481 | 9,488 | Ordinary |
| $04$ -Apr-12 | UBS AG, Australia Branch | Stock received | N/A | 1,474,338 | Ordinary |
| 04-Apr-12 | UBS Securities Australia Ltd | Buy | 37,297 | 28,430 | Ordinary |
| $04 - \overline{A}pr - 12$ | UBS Securities Australia Ltd | Buy | 39,699 | 30,000 | Ordinary |
| 04-Apr-12 | UBS Global Asset Management Ltd | !Buv | 87,544 | 67,003 | Ordinary |
| 05-Apr-12 | UBS AG, London Branch | Sell | (5) | Ordinary | |
| 05-Apr-12 | UBS Securities Australia Ltd | Stock returned | N/A | (50,000) | Ordinary |
| 05-Apr-12 | UBS Securities Australia Ltd | Sell | 6,650 | (5,000) | Ordinary |
| 05-Apr-12 | UBS Global Asset Management Ltd | Buy | 134,534 | 99.724 | Ordinarv |