AI assistant
SYNTARA LIMITED Major Shareholding Notification 2012
65830_rns_2012-05-15_d406339d-d9e6-4ec2-9a4b-d0cfe31a00c7.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
UBS AG
Hong Kong Branch 52/F Two international Finance Centre 8 Finance Street Central Hong KongTel. +852-2971-8888
Compliance Legal & Compliance
15 May 2012
Company Announcements Office Australian Stock Exchange
Amended notice in relation to the notice of ceasing to be a substantial holder (Form 605) for Pharmaxis Limited notified on 9 May 2012
Dear Sir / Madam
With regards to the above mentioned notice for Pharmaxis Limited (ISIN: AU000000PXS5), we hereby submit the amended notice.
UBS AG, Hong Kong Branch
Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | PHARMAXIS LIMITED | ||
|---|---|---|---|
| ACN/ARSN | 082 811 630 | ||
| 1. Details of substantial holder (1) | |||
| Name | UBS AG and its related bodies corporate | ||
| ACN/ARSN (if applicable): | |||
| The holder ceased to be a substantial shareholder on | 4 May 2012 | ||
| The previous notice was given to the company on | 16 April 2012 | ||
| The previous notice was dated | 12 April 2012 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of Change(4) | Considerationaiven inrelation tochange (5) | Class (6) andNumber ofsecurities affected | Person'svotesaffected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| --------Name and ACN/ARSN (if applicable).--------- | -----_______Nature of association------ | ||
|---|---|---|---|
| `N/A | ___ | ||
| ------ | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through thefollowing link: http://apps.ubs.com/locationfinder |
SIGNATURE
| Print Name: | So Young Kim | Capacity: | Authorised signatory |
|---|---|---|---|
| Sign Here: | Date: | 15 May 2012 | |
| Print Name: | Tiffany Leung | Capacity; | Authorised signatory |
| Sign Here: | Date: | 15 May 2012 | |
Contact details for this notice:
Tiffany Leung Legal & Compliance (T) +852 2971 8042 (F) +852 2971 7895
| PXS-Appendix A | |||||
|---|---|---|---|---|---|
| Date ofchange | Person whose relevant interestchanged | Nature of Changen65 3 | Consideration given in:relation to change$\mathbb{Z} \mathbb{Q}$ | Number ofsecurities | Class |
| $13 - Apr - 12$ | UBS Global Asset Management Ltd | Buy | 130,685 | 98,347 | Ordinary |
| 13-Apr-12 | UBS Securities Australia Ltd | Buy | 40,139 | 30,069 | Ordinary |
| 13-Apr-12 | UBS Securities Australia Ltd | Sell | 27,884 | (21,067) | Ordinary |
| 16-Apr-12 | UBS Global Asset Management Ltd | Buy | 498,486 | 385,008 | Ordinary |
| 16-Apr-12 | UBS Securities Australia Ltd | Buy | 12,960 | 9,931 | Ordinary |
| 17-Apr-12 | UBS Securities Australia Ltd | Buy | 34,851 | 30,000 | Ordinary |
| 17-Apr-12 | UBS Securities Australia Ltd | Sell | 267,868 | (223,000) | Ordinary |
| $17 - Apr - 12$ | UBS Securities Australia Ltd | Buy | 22,484 | 18,055 | Ordinary |
| $18 - \overline{Apr} - 12$ | UBS Securities Australia Ltd | Sell | 29,860 | (23, 612) | Ordinary |
| 19-Apr-12 | UBS AG, London Branch | Sell | 1,375 | (1, 125) | Ordinary |
| $19-$ Apr- $12$ | UBS Global Asset Management Ltd | Buv | 17,232 | 14,062 | Ordinary |
| 19-Apr-12 | UBS Securities Australia Ltd | Sell | 20,244 | (16, 546) | Ordinary |
| $20 - Apr - 12$ | UBS Securities Australia Ltd | Sell | 31,442 | (24.138) | Ordinary |
| 20-Apr-12 | UBS Securities Australia Ltd | Buy | 164,842 | 124,400 | Ordinary |
| $20 - Apr - 12$ | UBS Securities Australia Ltd | Buy | 74,529 | 56,577 | Ordinary |
| 20-Apr-12 | UBS Securities Australia Ltd | Sell | 2,564 | (1, 928) | Ordinary |
| 23-Apr-12 | UBS Securities Australia Ltd | Sell | 5,385 | (4,000) | Ordinary |
| 23-Apr-12 | UBS Securities Australia Ltd | Buy | 7,370 | 5,500 | Ordinary |
| 23-Apr-12 | UBS Securities Australia Ltd | Buy | 72,262 | 53,903 | Ordinary |
| $23 - Apr - 12$ | UBS Securities Australia Ltd | Sell | 6,746 | (5,072) | Ordinary |
| $24 - Apr - 12$ | UBS Securities Australia Ltd | Buy | 3,930 | 3.000 | Ordinary |
| $24 - Apr - 12$ | UBS Securities Australia Ltd | Sell | 56,191 | (42, 887) | Ordinary |
| $24 - \overline{Apr} - 12$ | UBS Securities Australia Ltd | Sell | 12,125 | (9,252) | Ordinary |
| 26-Apr-12 | UBS Securities Australia Ltd | Sell | 32,022 | (24, 760) | Ordinary |
| 27-Apr-12 | UBS Securities Australia Ltd | Sell | 20,621 | (15, 862) | Ordinary |
| 30-Apr-12 | UBS Global Asset Management Ltd | Buy | 320,820 | 239,991 | Ordinary |
| 30-Apr-12 | UBS Securities Australia Ltd | Sell | 4,027 | (3,000) | Ordinary |
| 01-May-12 UBS Securities Australia Ltd | Sell | 39,051 | (30,000) | Ordinary | |
| 01-May-12 UBS Securities Australia Ltd | Sell | 52,056 | (39, 899) | Ordinary | |
| 01-May-12 UBS Securities Australia Ltd | Buy | 3,492 | 2,686 | Ordinary | |
| 02-May-12 JUBS Securities Australia Ltd | Sell | 6,500 | (5,000) | Ordinary | |
| 02-May-12 UBS Securities Australia Ltd | Sell | 3,505 | (2,686) | Ordinary | |
| 02-May-12 UBS AG, Australia Branch | Stock returned | N/A | (352, 644) | Ordinary | |
| 02-May-12 UBS AG, London Branch | Stock returned | N/A | (47, 356) | Ordinary | |
| 03-May-12 UBS Securities Australia Ltd | Buy | 31,085 | 23,847 | Ordinary | |
| 04-May-12 UBS Global Asset Management Ltd | Fund redemption in specie | N/A | (244,057) | Ordinary |