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SYNOVUS FINANCIAL CORP — Director's Dealing 2020
Jan 7, 2020
30812_dirs_2020-01-07_5b9e6b13-8bed-4f09-a64c-d6f21807d507.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SYNOVUS FINANCIAL CORP (SNV)
CIK: 0000018349
Period of Report: 2019-12-31
Reporting Person: BUTLER STEPHEN T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | Common Stock | P | 33 | $36.51 | Acquired | 77070 | Direct |
| 2019-01-01 | Common Stock | A | 41 | $0.00 | Acquired | 77111 | Direct |
| 2019-01-15 | Common Stock | S | 8 | $34.85 | Disposed | 77189 | Direct |
| 2019-06-20 | Common Stock | P | 19 | $33.28 | Acquired | 79960 | Direct |
| 2019-08-01 | Common Stock | S | 8 | $37.97 | Disposed | 80034 | Direct |
| 2019-11-25 | Common Stock | S | 2 | $38.14 | Disposed | 80481 | Direct |
| 2019-12-06 | Common Stock | S | 12 | $38.71 | Disposed | 109988 | Direct |
| 2019-12-09 | Common Stock | S | 63 | $38.43 | Disposed | 109925 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 56857 | Indirect |
| Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D | 2000 | Direct |
| Common Stock | 37118 | Indirect |
| Common Stock | 39939 | Indirect |
Footnotes
F1: Reflects the issuance of shares of Synovus Financial Corp.'s common stock, $1.00 par value per share ("Synovus Common Stock"), pursuant to the Agreement and Plan of Merger dated as of July 23, 2018 (the "Merger Agreement") by and between Synovus Financial Corp., FCB Financial Holdings, Inc.("FCB") and Azalea Merger Sub Corp. ("Merger Sub") pursuant to which, at the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into FCB, with FCB as the surviving entity. Immediately following that merger, FCB then merged with and into Synovus, with Synovus as the surviving entity. In accordance with the terms of the Merger Agreement, each share of FCB Class A common stock, par value $0.001 per share ("FCB Common Stock"), was converted into 1.055 shares (the "Exchange Ratio") of Synovus Common Stock.