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SYNLOGIC, INC. — Director's Dealing 2015
Oct 1, 2015
35028_dirs_2015-09-30_67c2d0c9-0f66-4044-af9f-b45e585d0dc2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-09-30
Reporting Person: Alleva Lawrence M (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series D Preferred Stock | $0.00 | Common Stock (3818) | Indirect | ||
| Stock Option (Right to Buy) | $7.80 | 2024-11-05 | Common Stock (13333) | Direct | |
| Stock Option (Right to Buy) | $6.15 | 2025-03-01 | Common Stock (2666) | Direct | |
| Stock Option (Right to Buy) | $6.45 | 2025-06-04 | Common Stock (8000) | Direct |
Footnotes
F1: Each share of Series D Preferred Stock will automatically convert on a one-to-one basis into Common Stock immediately prior to the consummation of the Issuer's initial public offering.
F2: The securities are immediately convertible.
F3: The expiration date is not relevant to the conversion of these securities.
F4: The shares are held by the Lawrence M. Alleva Profit Sharing Plan.
F5: The option vests with respect to 20% of the shares subject thereto on September 10, 2014, with the remaining shares vesting with respect to 1/8 of the remaining shares subject thereto on each six month anniversary thereafter, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.
F6: The option vests with respect to 20% of the shares subject thereto on January 1, 2015, with the remaining shares vesting with respect to 1/8 of the remaining shares subject thereto on each six month anniversary thereafter, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.
F7: The option vests with respect to 20% of the shares subject thereto on May 1, 2015, with the remaining shares vesting with respect to 1/8 of the remaining shares subject thereto on each six month anniversary thereafter, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.