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SYNLOGIC, INC. — Director's Dealing 2015
Oct 1, 2015
35028_dirs_2015-09-30_0d0db273-b90a-49cf-8453-b43616fbb39e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-09-30
Reporting Person: Lammers Paul (Director, President & CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6666 | Direct |
| Common Stock | 12121 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.50 | 2019-12-31 | Common Stock (10565) | Direct | |
| Stock Option (Right to Buy) | $1.65 | 2023-01-10 | Common Stock (134999) | Direct | |
| Stock Option (Right to Buy) | $8.10 | 2024-03-10 | Common Stock (72246) | Direct | |
| Stock Option (Right to Buy) | $6.15 | 2025-03-01 | Common Stock (20000) | Direct | |
| Stock Option (Right to Buy) | $6.45 | 2025-06-04 | Common Stock (131666) | Direct |
Footnotes
F1: The shares are held by Paul Lammers and Ernestine Lammers-Michels as joint tenants with right of survivorship.
F2: The option is fully vested and exercisable.
F3: The option vests with respect to 25% of the shares subject thereto immediately upon grant, with the remaining shares vesting with respect to 1/36 of the remaining shares subject thereto on each monthly anniversary of January 10, 2013, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.
F4: The option vests with respect to 25% of the shares subject thereto on March 6, 2015, with the remaining shares vesting with respect to 1/48 of the total shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.
F5: The option vests with respect to 25% of the shares subject thereto on January 1, 2016, with the remaining shares vesting with respect to 1/48 of the total shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.
F6: The option vests with respect to 1/48 of the shares subject thereto on each monthly anniversary of May 1, 2015, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.