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SYNLOGIC, INC. — Director's Dealing 2015
Oct 1, 2015
35028_dirs_2015-09-30_5c2c7a6b-0cc1-4da0-aaf0-a78e7015c75f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-09-30
Reporting Person: POWELL MICHAEL (Director, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Preferred Stock | $0.00 | Common Stock (1244268) | Indirect | ||
| Series D Preferred Stock | $0.00 | Common Stock (583559) | Indirect | ||
| Stock Option (Right to Buy) | $6.45 | 2025-06-04 | Common Stock (6666) | Direct |
Footnotes
F1: Each share of Series C and Series D Preferred Stock will automatically convert on a one-to-one basis into Common Stock immediately prior to the consummation of the Issuer's initial public offering.
F2: The securities are immediately convertible.
F3: The expiration date is not relevant to the conversion of these securities.
F4: The shares are held by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII") is the general partner of SVP VIII. The individual Managers, or the Managing Members, of SVP VIII are Michael Powell, James Healy, Srinivas Akkaraju and Anand Mehra. The Managers share voting and dispositive power with regard to the shares held directly by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.
F5: The option vests with respect to 20% of the shares subject thereto on May 1, 2015, with the remaining shares vesting with respect to 1/8 of the remaining shares subject thereto on each six month anniversary thereafter, subject to the Reporting Person continuing to provide services to the Issuer through each such vesting date.