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SYNLOGIC, INC. — Director's Dealing 2015
Oct 6, 2015
35028_dirs_2015-10-06_9bdcd76b-7486-44f9-840e-c3bda6028123.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-10-05
Reporting Person: Winkler Matthew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-05 | Common Stock | C | 134958 | — | Acquired | 134958 | Direct |
| 2015-10-05 | Common Stock | C | 28458 | — | Acquired | 163416 | Direct |
| 2015-10-05 | Common Stock | C | 235899 | — | Acquired | 399315 | Direct |
| 2015-10-05 | Common Stock | C | 187277 | — | Acquired | 586592 | Direct |
| 2015-10-05 | Common Stock | C | 2345 | — | Acquired | 2345 | Indirect |
| 2015-10-05 | Common Stock | C | 40281 | — | Acquired | 42626 | Indirect |
| 2015-10-05 | Common Stock | C | 2345 | — | Acquired | 2345 | Indirect |
| 2015-10-05 | Common Stock | C | 40281 | — | Acquired | 42626 | Indirect |
| 2015-10-05 | Common Stock | C | 2345 | — | Acquired | 2345 | Indirect |
| 2015-10-05 | Common Stock | C | 40281 | — | Acquired | 42626 | Indirect |
| 2015-10-06 | Common Stock | J | 62582 | $0.00 | Acquired | 649174 | Direct |
| 2015-10-06 | Common Stock | J | 8408 | $0.00 | Acquired | 51034 | Indirect |
| 2015-10-06 | Common Stock | J | 8408 | $0.00 | Acquired | 51034 | Indirect |
| 2015-10-06 | Common Stock | J | 8408 | $0.00 | Acquired | 51034 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-05 | Series A Preferred Stock | $ | C | 134958 | Disposed | Common Stock (134958) | Direct | |
| 2015-10-05 | Series A Preferred Stock | $ | C | 2345 | Disposed | Common Stock (2345) | Indirect | |
| 2015-10-05 | Series A Preferred Stock | $ | C | 2345 | Disposed | Common Stock (2345) | Indirect | |
| 2015-10-05 | Series A Preferred Stock | $ | C | 2345 | Disposed | Common Stock (2345) | Indirect | |
| 2015-10-05 | Series B Preferred Stock | $ | C | 28458 | Disposed | Common Stock (28458) | Direct | |
| 2015-10-05 | Series C Preferred Stock | $ | C | 235899 | Disposed | Common Stock (235899) | Direct | |
| 2015-10-05 | Series C Preferred Stock | $ | C | 40281 | Disposed | Common Stock (40281) | Indirect | |
| 2015-10-05 | Series C Preferred Stock | $ | C | 40281 | Disposed | Common Stock (40281) | Indirect | |
| 2015-10-05 | Series C Preferred Stock | $ | C | 40281 | Disposed | Common Stock (40281) | Indirect | |
| 2015-10-05 | Series D Preferred Stock | $ | C | 187277 | Disposed | Common Stock (187277) | Direct |
Footnotes
F1: Each share of Series A, Series B, Series C and Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
F2: The shares are held by the Daniel Winkler 2000 Trust.
F3: The shares are held by the John Winkler 2000 Trust.
F4: The shares are held by the Joshua Winkler 2000 Trust.
F5: The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C and Series D Preferred Stock of the Company.
F6: The expiration date is not relevant to the conversion of these securities.
F7: Due to a clerical error, the Reporting Person's Form 3 which previously reported the holding of these shares understated his total by one (1) share.