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SYNLOGIC, INC. — Director's Dealing 2015
Oct 6, 2015
35028_dirs_2015-10-06_1b8be007-e46b-4bf3-ab71-2c3f276ca963.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mirna Therapeutics, Inc. (MIRN)
CIK: 0001527599
Period of Report: 2015-10-05
Reporting Person: Alleva Lawrence M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-05 | Common Stock | C | 3818 | — | Acquired | 3818 | Indirect |
| 2015-10-06 | Common Stock | J | 207 | $0.00 | Acquired | 4025 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-05 | Series D Preferred Stock | $ | C | 3818 | Disposed | Common Stock (3818) | Indirect |
Footnotes
F1: Each share of Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
F2: The shares are held by the Lawrence M. Alleva Profit Sharing Plan.
F3: The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series D Preferred Stock of the Company.
F4: The expiration date is not relevant to the conversion of these securities.
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