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Syndax Pharmaceuticals Inc — Director's Dealing 2021
Dec 20, 2021
31977_dirs_2021-12-20_81a93378-6de5-4b8c-8326-509e81c25320.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Syndax Pharmaceuticals Inc (SNDX)
CIK: 0001395937
Period of Report: 2021-12-16
Reporting Person: Metzger Michael A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-16 | Common Stock | M | 22715.00 | $6.38 | Acquired | 40374.00 | Direct |
| 2021-12-16 | Common Stock | S | 22715.00 | $19.0799 | Disposed | 17659.00 | Direct |
| 2021-12-17 | Common Stock | M | 1676.00 | $6.38 | Acquired | 19335.00 | Direct |
| 2021-12-17 | Common Stock | S | 1676.00 | $19.0198 | Disposed | 17659.00 | Direct |
| 2021-12-20 | Common Stock | M | 16000.00 | $6.38 | Acquired | 33659.00 | Direct |
| 2021-12-20 | Common Stock | S | 16000.00 | $20.288 | Disposed | 17659.00 | Direct |
| 2021-12-20 | Common Stock | M | 45000.00 | $8.77 | Acquired | 62659.00 | Direct |
| 2021-12-20 | Common Stock | S | 45000.00 | $20.288 | Disposed | 17659.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-16 | Stock Options (Right to buy) | $6.38 | M | 22715.00 | Disposed | 2029-02-06 | Common Stock (22715.00) | Direct |
| 2021-12-17 | Stock Options (Right to buy) | $6.38 | M | 1676.00 | Disposed | 2029-02-06 | Common Stock (1676.00) | Direct |
| 2021-12-20 | Stock Options (Right to buy) | $8.77 | M | 45000.00 | Disposed | 2027-02-06 | Common Stock (45000.00) | Direct |
| 2021-12-20 | Stock Options (Right to buy) | $6.38 | M | 16000.00 | Disposed | 2029-02-06 | Common Stock (16000.00) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 596,031 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.
F2: The sale prices ranged from $19.00 to $19.30.
F3: The sale prices ranged from $19.00 to $19.06.
F4: The sale prices ranged from $19.17 to $21.01
F5: This option is fully vested.