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Synchrony Financial — Director's Dealing 2021
Jun 24, 2021
30169_dirs_2021-06-24_721c8244-013a-4079-9616-2a366d193869.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-06-14
Reporting Person: Juel Carol (See remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51230 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $24.55 | 2024-09-17 | Common Stock (8708.0) | Direct | |
| Employee Stock Option (right to buy) | $30.41 | 2025-04-01 | Common Stock (11436.0) | Direct | |
| Employee Stock Option (right to buy) | $29.33 | 2026-04-01 | Common Stock (17177.0) | Direct | |
| Employee Stock Option (right to buy) | $34.3 | 2027-04-01 | Common Stock (16613.0) | Direct | |
| Employee Stock Option (right to buy) | $33.53 | 2028-04-01 | Common Stock (18145.0) | Direct |
Footnotes
F1: Represents 4,205 shares of Synchrony Financial ("Company") common stock, 19,725 restricted stock units that will vest on March 1, 2022, 3,942 restricted stock units that will vest on April 1, 2022, 14,641 restricted stock units that will vest on March 1, 2023, 2,122 restricted stock units that will vest on April 1, 2023, and 6,595 restricted stock units that will vest on March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2: The reporting person was awarded employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F3: The reporting person was awarded employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F4: The reporting person was awarded employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F5: The reporting person was awarded employee stock options on April 1, 2017, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F6: The reporting person was awarded employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.