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Synchrony Financial — Director's Dealing 2021
Sep 3, 2021
30169_dirs_2021-09-03_478d90ab-4b13-4d1a-8614-fce8d19c10ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01
Reporting Person: GREIG HENRY F (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 6609 | $23 | Acquired | 192721 | Direct |
| 2021-09-01 | Common Stock | S | 6609 | $49.09 | Disposed | 186112 | Direct |
| 2021-09-01 | Common Stock | M | 14512 | $24.55 | Acquired | 200624 | Direct |
| 2021-09-01 | Common Stock | S | 14512 | $49.09 | Disposed | 186112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Employee Stock Option (right to buy) | $23.0 | M | 6609 | Disposed | 2024-07-31 | Common Stock (6609.0) | Direct |
| 2021-09-01 | Employee Stock Option (right to buy) | $24.55 | M | 14512 | Disposed | 2024-09-17 | Common Stock (14512.0) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2021.
F2: The reporting person was awarded 14,512 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
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