Synchrony Financial — Director's Dealing 2021

Sep 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01

Reporting Person: Howse Curtis (See remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-01	Common Stock	M	11610	$24.55	Acquired	75807	Direct
2021-09-01	Common Stock	S	11610	$49.09	Disposed	64197	Direct
2021-09-01	Common Stock	M	8577	$30.41	Acquired	72774	Direct
2021-09-01	Common Stock	S	8577	$49.09	Disposed	64197	Direct
2021-09-01	Common Stock	M	11852	$29.33	Acquired	76049	Direct
2021-09-01	Common Stock	S	11852	$49.09	Disposed	64197	Direct
2021-09-01	Common Stock	S	10000	$49.09	Disposed	54197	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-01	Employee Stock Option (right to buy)	$24.55	M	11610	Disposed	2024-09-17	Common Stock (11610.0)	Direct
2021-09-01	Employee Stock Option (right to buy)	$30.41	M	8577	Disposed	2025-04-01	Common Stock (8577.0)	Direct
2021-09-01	Employee Stock Option (right to buy)	$29.33	M	11852	Disposed	2026-04-01	Common Stock (11852.0)	Direct

Footnotes

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.

F2: The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F3: The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F4: The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.