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Synchrony Financial — Director's Dealing 2021
Sep 3, 2021
30169_dirs_2021-09-03_c046fa7b-46c6-4102-9b99-42477da01515.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2021-09-01
Reporting Person: QUINDLEN THOMAS M (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 12771 | $24.55 | Acquired | 175291 | Direct |
| 2021-09-01 | Common Stock | S | 12771 | $49.09 | Disposed | 162520 | Direct |
| 2021-09-01 | Common Stock | S | 31960 | $49.09 | Disposed | 130560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Employee Stock Option (right to buy) | $24.55 | M | 12771 | Disposed | 2024-09-17 | Common Stock (12771.0) | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
F2: The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
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