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Synchrony Financial — Director's Dealing 2018
Feb 16, 2018
30169_dirs_2018-02-16_0213e0ca-aff2-46c4-a523-7f14eb17a381.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Synchrony Financial (SYF)
CIK: 0001601712
Period of Report: 2018-02-15
Reporting Person: Whynott Paul (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock | S | 1750 | $36.69 | Disposed | 43716 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Dividend Equivalent Unit | $ | A | 127 | Acquired | Common Stock (127.0) | Direct |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.
F2: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
F3: Represents 2, 14, 18, 40, 25 and 28 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, May 27, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.