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SYNCHRONOSS TECHNOLOGIES INC Director's Dealing 2016

Dec 28, 2016

34427_dirs_2016-12-28_f281eb4f-2144-40cf-aa6e-c7d3061d8146.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNCHRONOSS TECHNOLOGIES INC (SNCR)
CIK: 0001131554
Period of Report: 2016-11-21

Reporting Person: Rosenberger Karen (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-27 Common Stock M 2761 $35.19 Acquired 46980 Direct
2016-12-27 Common Stock M 188 $27.55 Acquired 47168 Direct
2016-12-27 Common Stock M 2178 $30.50 Acquired 49346 Direct
2016-12-27 Common Stock M 2416 $31.02 Acquired 51762 Direct
2016-12-27 Common Stock M 2457 $3224 Acquired 54219 Direct
2016-12-27 Common Stock S 10000 $39.51 Disposed 44219 Direct
2016-12-28 Common Stock S 4000 $39.63 Disposed 40219 Direct
2016-11-21 Common Stock S 83 $48.92 Disposed 40136 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-27 Stock Option (Right to Purchase) $30.5 M 2178 Disposed 2018-12-06 Common Stock (2178.0) Direct
2016-12-27 Stock Option (Right to Buy) $31.02 M 2416 Disposed 2020-02-14 Common Stock (2416.0) Direct
2016-12-27 Stock Option (Right to Purchase) $32.24 M 2457 Disposed 2021-02-20 Common Stock (2457.0) Direct
2016-12-27 Stock Option (Right to Buy) $35.19 M 2761 Disposed 2021-04-01 Common Stock (2761.0) Direct
2016-12-27 Stock Option (Right to Purchase) $27.55 M 188 Disposed 2017-12-07 Common Stock (188.0) Direct

Footnotes

F1: All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan

F2: All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan. Represents sale to cover vesting of shares of Restricted Stock.

F3: The option shall become exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 6, 2011. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.

F4: The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after February 14, 2013 The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.

F5: The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after February 20, 2014. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.

F6: Th option shall become exerciseable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after April 1, 2014. The option shall become exerciseable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.

F7: The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 7, 2010. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.