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SYNCHRONOSS TECHNOLOGIES INC — Director's Dealing 2016
Dec 28, 2016
34427_dirs_2016-12-28_f281eb4f-2144-40cf-aa6e-c7d3061d8146.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNCHRONOSS TECHNOLOGIES INC (SNCR)
CIK: 0001131554
Period of Report: 2016-11-21
Reporting Person: Rosenberger Karen (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-27 | Common Stock | M | 2761 | $35.19 | Acquired | 46980 | Direct |
| 2016-12-27 | Common Stock | M | 188 | $27.55 | Acquired | 47168 | Direct |
| 2016-12-27 | Common Stock | M | 2178 | $30.50 | Acquired | 49346 | Direct |
| 2016-12-27 | Common Stock | M | 2416 | $31.02 | Acquired | 51762 | Direct |
| 2016-12-27 | Common Stock | M | 2457 | $3224 | Acquired | 54219 | Direct |
| 2016-12-27 | Common Stock | S | 10000 | $39.51 | Disposed | 44219 | Direct |
| 2016-12-28 | Common Stock | S | 4000 | $39.63 | Disposed | 40219 | Direct |
| 2016-11-21 | Common Stock | S | 83 | $48.92 | Disposed | 40136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-27 | Stock Option (Right to Purchase) | $30.5 | M | 2178 | Disposed | 2018-12-06 | Common Stock (2178.0) | Direct |
| 2016-12-27 | Stock Option (Right to Buy) | $31.02 | M | 2416 | Disposed | 2020-02-14 | Common Stock (2416.0) | Direct |
| 2016-12-27 | Stock Option (Right to Purchase) | $32.24 | M | 2457 | Disposed | 2021-02-20 | Common Stock (2457.0) | Direct |
| 2016-12-27 | Stock Option (Right to Buy) | $35.19 | M | 2761 | Disposed | 2021-04-01 | Common Stock (2761.0) | Direct |
| 2016-12-27 | Stock Option (Right to Purchase) | $27.55 | M | 188 | Disposed | 2017-12-07 | Common Stock (188.0) | Direct |
Footnotes
F1: All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan
F2: All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan. Represents sale to cover vesting of shares of Restricted Stock.
F3: The option shall become exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 6, 2011. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F4: The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after February 14, 2013 The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F5: The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after February 20, 2014. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F6: Th option shall become exerciseable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after April 1, 2014. The option shall become exerciseable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F7: The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 7, 2010. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.