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SYNAPTICS Inc — Director's Dealing 2018
Jun 23, 2018
31479_dirs_2018-06-22_d6a8a4cb-1fc3-47ff-8a5f-694ed54ad8c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS Inc (SYNA)
CIK: 0000817720
Period of Report: 2018-06-20
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-20 | Common Stock | M | 63141 | $24.33 | Acquired | 179316 | Direct |
| 2018-06-20 | Common Stock | M | 28125 | $24.20 | Acquired | 207441 | Direct |
| 2018-06-20 | Common Stock | S | 158943 | $54.0537 | Disposed | 48498 | Direct |
| 2018-06-20 | Common Stock | S | 32323 | $54.537 | Disposed | 16175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-20 | Employee Stock Option (Right to Buy) | $24.33 | M | 63141 | Disposed | 2019-01-26 | Common Stock (63141) | Direct |
| 2018-06-20 | Director Stock Option (Right to Buy) | $24.20 | M | 28125 | Disposed | 2019-10-26 | Common Stock (28125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26274 | Indirect |
Footnotes
F1: Includes 69,106 shares previously reported as being held by EF Lee Family 2012 Irr Trust.
F2: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.40 to $54.38,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.40 to $54.99,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The shares are held by EF Lee Family 2012 Irr Trust.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.
F7: 25% of the total number of shares subject to the option vested and became exercisable on August 1, 2010, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 1st day of each month thereafter until fully vested on August 1, 2013.