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SYNAPTICS Inc — Director's Dealing 2017
Jun 9, 2017
31479_dirs_2017-06-09_04bb31b1-bd26-4d19-affd-42aa4dec1c28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS Inc (SYNA)
CIK: 0000817720
Period of Report: 2017-06-07
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-07 | Common Stock | M | 50000 | $15.55 | Acquired | 95533 | Direct |
| 2017-06-07 | Common Stock | M | 6000 | $26.74 | Acquired | 101533 | Direct |
| 2017-06-07 | Common Stock | S | 56000 | $60.0028 | Disposed | 45533 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-07 | Director Stock Option (Right to Buy) | $15.55 | M | 50000 | Disposed | 2018-01-28 | Common Stock (50000) | Direct |
| 2017-06-07 | Director Stock Option (Right to Buy) | $26.74 | M | 6000 | Disposed | 2017-10-25 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35913 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 1, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.071, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 1,152 shares previously reported as being held directly.
F4: The shares are held by EF Lee Family 2012 Irr Trust.
F5: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 28, 2008 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter until fully vested on January 28, 2012.
F6: 1/12th of the total number of shares subject to the option vested and became exercisable on the 25th day of each month until fully vested on October 25, 2011.