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SYNAPTICS Inc — Director's Dealing 2017
Aug 3, 2017
31479_dirs_2017-08-02_c0ccfe0d-f1fe-4e87-baf0-63329496ee7f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SYNAPTICS Inc (SYNA)
CIK: 0000817720
Period of Report: 2017-07-24
Reporting Person: Liu Shawn Tsai-Shyang (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15266 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.76 | 2020-01-28 | Common Stock (5780) | Direct | |
| Employee Stock Option (Right to Buy) | $46.50 | 2020-10-28 | Common Stock (287) | Direct | |
| Employee Stock Option (Right to Buy) | $60.22 | 2021-01-27 | Common Stock (335) | Direct | |
| Employee Stock Option (Right to Buy) | $61.40 | 2021-04-28 | Common Stock (382) | Direct | |
| Employee Stock Option (Right to Buy) | $78.11 | 2021-08-01 | Common Stock (431) | Direct | |
| Employee Stock Option (Right to Buy) | $62.105 | 2021-10-24 | Common Stock (269) | Direct | |
| Employee Stock Option (Right to Buy) | $76.81 | 2022-01-30 | Common Stock (296) | Direct | |
| Employee Stock Option (Right to Buy) | $85.69 | 2022-04-24 | Common Stock (322) | Direct | |
| Employee Stock Option (Right to Buy) | $79.38 | 2022-07-31 | Common Stock (322) | Direct | |
| Employee Stock Option (Right to Buy) | $89.29 | 2022-10-23 | Common Stock (704) | Direct | |
| Employee Stock Option (Right to Buy) | $73.31 | 2023-01-29 | Common Stock (705) | Direct | |
| Employee Stock Option (Right to Buy) | $71.55 | 2023-04-29 | Common Stock (705) | Direct | |
| Employee Stock Option (Right to Buy) | $51.95 | 2023-07-29 | Common Stock (705) | Direct |
Footnotes
F1: Includes (i) 1,396 shares that were acquired pursuant to the Issuer's employee stock purchase plan; (ii) 4,868 shares that were acquired upon delivery of vested deferred stock units; and (iii) 9,002 shares underlying deferred stock units that are not yet vested and deliverable.
F2: 1/3rd of the 23,500 shares subject to the option granted on 1/28/13 vested and became exercisable on 11/12/13 and 1/36th of the shares subject to the option vested and became exercisable on the 12th day of each month thereafter until fully vested on 11/12/15.
F3: Does not include 17,720 shares underlying the option that were previously exercised and sold.
F4: 1/12th of the 573 shares subject to the option granted on 10/28/13 vested and became exercisable each quarter commencing on 1/28/14 until fully vested on 10/28/16.
F5: Does not include 286 shares underlying the option that were previously exercised and sold.
F6: 1/12th of the 573 shares subject to the option granted on 1/27/14 vested and became exercisable each quarter commencing on 4/27/14 until fully vested on 1/27/17.
F7: Does not include 238 shares underlying the option that were previously exercised and sold.
F8: 1/12th of the 573 shares subject to the option granted on 4/28/14 vested and became exercisable each quarter commencing on 7/28/14 until fully vested on 4/28/17.
F9: Does not include 191 shares underlying the option that were previously exercised and sold.
F10: 1/12th of the 574 shares subject to the option granted on 8/01/14 vested and became exercisable each quarter commencing on 11/01/14 until fully vested on 8/01/17.
F11: Does not include 143 shares underlying the option that were previously exercised and sold.
F12: 1/12th of the 322 shares subject to the option granted on 10/24/14 vested or shall vest and became or shall become exercisable each quarter commencing on 1/24/15 until fully vested on 10/24/17.
F13: Does not include 53 shares underlying the option that were previously exercised and sold.
F14: 1/12th of the 322 shares subject to the option granted on 1/30/15 vested or shall vest and became or shall become exercisable each quarter commencing on 4/30/15 until fully vested on 1/30/18.
F15: Does not include 26 shares underlying the option that were previously exercised and sold.
F16: 1/12th of the 322 shares subject to the option granted on 4/24/15 vested or shall vest and became or shall become exercisable each quarter commencing on 7/24/15 until fully vested on 4/24/18.
F17: 1/12th of the 322 shares subject to the option granted on 7/31/15 vested or shall vest and became or shall become exercisable each quarter commencing on 10/31/15 until fully vested on 7/31/18.
F18: 1/12th of the 704 shares subject to the option granted on 10/23/15 vested or shall vest and became or shall become exercisable each quarter commencing on 1/23/16 until fully vested on 10/23/18.
F19: 1/12th of the 705 shares subject to the option granted on 1/29/16 vested or shall vest and became or shall become exercisable each quarter commencing on 4/29/16 until fully vested on 1/29/19.
F20: 1/12th of the 705 shares subject to the option granted on 4/29/16 vested or shall vest and became or shall become exercisable each quarter commencing on 7/29/16 until fully vested on 4/29/19.
F21: 1/12th of the 705 shares subject to the option granted on 7/29/16 vested or shall vest and became or shall become exercisable each quarter commencing on 10/29/16 until fully vested on 7/29/19.