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SYNAPTICS Inc — Director's Dealing 2016
Nov 2, 2016
31479_dirs_2016-11-01_b57c9162-443b-40c3-9b9b-3333264075b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS Inc (SYNA)
CIK: 0000817720
Period of Report: 2016-10-28
Reporting Person: Barber Kevin D (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-28 | Common Stock | A | 8200 | $0.00 | Acquired | 25652 | Direct |
| 2016-10-31 | Common Stock | F | 751 | $52.12 | Disposed | 24901 | Direct |
| 2016-10-31 | Common Stock | A | 1429 | $0.00 | Acquired | 26330 | Direct |
| 2016-10-31 | Common Stock | F | 537 | $52.12 | Disposed | 25793 | Direct |
| 2016-10-31 | Common Stock | S | 7693 | $52.1223 | Disposed | 18100 | Direct |
| 2016-10-31 | Common Stock | S | 200 | $52.575 | Disposed | 17900 | Direct |
| 2016-11-01 | Common Stock | S | 5701 | $52.31 | Disposed | 12199 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-28 | Employee Stock Option (Right to Buy) | $52.57 | A | 5150 | Acquired | 2023-10-28 | Common Stock (5150) | Direct |
Footnotes
F1: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.
F2: Includes 248 shares acquired under the Issuer's employee stock purchase plan in November 2015 and 171 shares acquired under the Issuer's employee stock purchase plan in May 2016.
F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
F4: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013.
F5: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
F6: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.49 to $52.47,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.57 to $52.58,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.