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SYNAPTICS Inc — Director's Dealing 2015
Apr 29, 2015
31479_dirs_2015-04-28_be7e5229-03ae-4878-ac4b-4ac8011c5daf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2015-04-24
Reporting Person: Barber Kevin D (SVP & GM, Handheld Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-27 | Common Stock | M | 2448 | $23.16 | Acquired | 7117 | Direct |
| 2015-04-27 | Common Stock | M | 36398 | $27.99 | Acquired | 43515 | Direct |
| 2015-04-27 | Common Stock | M | 6198 | $32.53 | Acquired | 49713 | Direct |
| 2015-04-27 | Common Stock | M | 4243 | $35.76 | Acquired | 53956 | Direct |
| 2015-04-27 | Common Stock | M | 3263 | $39.80 | Acquired | 57219 | Direct |
| 2015-04-27 | Common Stock | M | 3753 | $42.57 | Acquired | 60972 | Direct |
| 2015-04-27 | Common Stock | M | 2802 | $46.50 | Acquired | 63774 | Direct |
| 2015-04-27 | Common Stock | M | 2802 | $60.22 | Acquired | 66576 | Direct |
| 2015-04-27 | Common Stock | M | 1681 | $61.40 | Acquired | 68257 | Direct |
| 2015-04-27 | Common Stock | S | 60612 | $85.0363 | Disposed | 7645 | Direct |
| 2015-04-27 | Common Stock | S | 2976 | $85.6909 | Disposed | 4669 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-24 | Employee Stock Option (Right to Buy) | $85.69 | A | 4725 | Acquired | 2022-04-24 | Common Stock (4725) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $23.16 | M | 2448 | Disposed | 2019-10-31 | Common Stock (2448) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $27.99 | M | 36398 | Disposed | 2018-01-24 | Common Stock (36398) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $32.53 | M | 6198 | Disposed | 2018-10-24 | Common Stock (6198) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $35.76 | M | 4243 | Disposed | 2020-01-28 | Common Stock (4243) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $39.80 | M | 3263 | Disposed | 2020-08-05 | Common Stock (3263) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $42.57 | M | 3753 | Disposed | 2020-04-29 | Common Stock (3753) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $46.50 | M | 2802 | Disposed | 2020-10-28 | Common Stock (2802) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $60.22 | M | 2802 | Disposed | 2021-01-27 | Common Stock (2802) | Direct |
| 2015-04-27 | Employee Stock Option (Right to Buy) | $61.40 | M | 1681 | Disposed | 2021-04-28 | Common Stock (1681) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated February 28, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.47,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.55 to $85.91,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: 1/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the April 24, 2015 date of grant, until fully vested on April 24, 2018.
F5: 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the last day of each month following the date of grant until fully vested on October 31, 2015.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 24, 2011 date of grant, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month thereafter until fully vested on January 24, 2015.
F7: 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2015.
F8: 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the date of grant until fully vested on January 28, 2016.
F9: 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the date of grant until fully vested on August 5, 2016.
F10: 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the date of grant until fully vested on April 29, 2016
F11: 1/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.
F12: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the January 27, 2014 date of grant, until fully vested on January 27, 2017.
F13: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the April 28, 2014 date of grant, until fully vested on April 28, 2017.