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SYNAPTICS Inc — Director's Dealing 2015
Nov 5, 2015
31479_dirs_2015-11-04_a3f3c285-782c-4764-ab88-30ea0e89788d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS Inc (SYNA)
CIK: 0000817720
Period of Report: 2015-11-02
Reporting Person: Deutsch Scott (SVP of Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | Common Stock | M | 1389 | $35.76 | Acquired | 11578 | Direct |
| 2015-11-02 | Common Stock | M | 328 | $46.50 | Acquired | 11906 | Direct |
| 2015-11-02 | Common Stock | M | 328 | $60.22 | Acquired | 12234 | Direct |
| 2015-11-02 | Common Stock | M | 328 | $61.40 | Acquired | 12562 | Direct |
| 2015-11-02 | Common Stock | M | 340 | $62.105 | Acquired | 12902 | Direct |
| 2015-11-02 | Common Stock | M | 327 | $78.11 | Acquired | 13229 | Direct |
| 2015-11-02 | Common Stock | S | 1300 | $84.30 | Disposed | 11929 | Direct |
| 2015-11-02 | Common Stock | S | 1640 | $85.35 | Disposed | 10289 | Direct |
| 2015-11-02 | Common Stock | S | 100 | $86.01 | Disposed | 10189 | Direct |
| 2015-11-02 | Common Stock | F | 869 | $86.69 | Disposed | 9320 | Direct |
| 2015-11-03 | Common Stock | S | 798 | $85.90 | Disposed | 8522 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Employee Stock Option (Right to Buy) | $35.76 | M | 1389 | Disposed | 2020-01-28 | Common Stock (1389) | Direct |
| 2015-11-02 | Employee Stock Option (Right to Buy) | $46.50 | M | 328 | Disposed | 2020-10-28 | Common Stock (328) | Direct |
| 2015-11-02 | Employee Stock Option (Right to Buy) | $60.22 | M | 328 | Disposed | 2021-01-27 | Common Stock (328) | Direct |
| 2015-11-02 | Employee Stock Option (Right to Buy) | $61.40 | M | 328 | Disposed | 2021-04-28 | Common Stock (328) | Direct |
| 2015-11-02 | Employee Stock Option (Right to Buy) | $62.105 | M | 340 | Disposed | 2021-10-24 | Common Stock (340) | Direct |
| 2015-11-02 | Employee Stock Option (Right to Buy) | $78.11 | M | 327 | Disposed | 2021-08-01 | Common Stock (327) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated February 20, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.79,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.98,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
F5: One-third of the total number of shares subject to the option vested and became exercisable on the 12-month anniversary of the January 28, 2013 grant date, and 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month thereafter until fully vested on January 28, 2016.
F6: 1/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.
F7: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the January 27, 2014 date of grant until fully vested on January 27, 2017.
F8: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the April 28, 2014 date of grant until fully vested on April 28, 2017.
F9: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the October 24, 2014 date of grant until fully vested on October 24, 2017.
F10: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the August 1, 2014 date of grant until fully vested on August 1, 2017.