Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SYNAPTICS Inc Director's Dealing 2014

Nov 12, 2014

31479_dirs_2014-11-12_4243aa6e-8314-4f45-b449-104b029b0501.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2014-11-07

Reporting Person: Bergman Rick (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-07 Common Stock M 10000 $23.25 Acquired 59245 Direct
2014-11-07 Common Stock S 8100 $61.3486 Disposed 51145 Direct
2014-11-07 Common Stock S 1000 $62.6015 Disposed 50145 Direct
2014-11-07 Common Stock S 900 $63.1945 Disposed 49245 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-07 Employee Stock Option (Right to Buy) $23.25 M 10000 Disposed 2018-09-28 Common Stock (10000) Direct

Footnotes

F1: The amount of securities beneficially owned by the reporting person on the reporting person's previous Form 4 erroneously included an additional 27,600 shares.

F2: The shares were sold pursuant to a 10b5-1 Sales Plan dated August 25, 2014.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.98, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.05 to $63.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.05 to $63.275, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.