AI assistant
SYNAPTICS Inc — Director's Dealing 2014
Jan 16, 2014
31479_dirs_2014-01-16_eb8388d4-eb79-4a34-846b-949149251a7f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2014-01-14
Reporting Person: KNITTEL RUSSELL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-14 | Common Stock | M | 200000 | $29.38 | Acquired | 202500 | Direct |
| 2014-01-14 | Common Stock | S | 150000 | $54.99 | Disposed | 52500 | Direct |
| 2014-01-14 | Common Stock | S | 50000 | $55.99 | Disposed | 2500 | Direct |
| 2013-01-15 | Common Stock | M | 50000 | $29.38 | Acquired | 52500 | Direct |
| 2014-01-15 | Common Stock | S | 50000 | $56.98 | Disposed | 2500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-14 | Employee Stock Option (Right to Buy) | $29.38 | M | 200000 | Disposed | 2018-05-19 | Common Stock (200000) | Direct |
| 2014-01-15 | Employee Stock Option (Right to Buy) | $29.38 | M | 50000 | Disposed | 2018-05-19 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9096 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated November 26, 2013.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.97 to $55.12,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.97 to $56.03,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.97 to $57.04,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The shares are held by Russell J. Knittel and Veronica Knittel as Co-Trustees of The Knittel Revocable Living Trust.
F6: 1/24th of the total number of shares subject to the option vested and became exercisable on the last day of each month until fully vested on April 30, 2013.