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SYNAPTICS Inc — Director's Dealing 2014
Jan 30, 2014
31479_dirs_2014-01-30_fd991321-38a0-47a0-9f99-1f70e56fb515.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2014-01-28
Reporting Person: Barber Kevin D (SVP & GM, Handheld Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-28 | Common Stock | M | 2284 | $23.16 | Acquired | 7570 | Direct |
| 2014-01-28 | Common Stock | M | 13602 | $27.99 | Acquired | 21172 | Direct |
| 2014-01-28 | Common Stock | M | 9114 | $32.53 | Acquired | 30286 | Direct |
| 2014-01-28 | Common Stock | S | 12000 | $58.2118 | Disposed | 18286 | Direct |
| 2014-01-28 | Common Stock | S | 13000 | $60.00 | Disposed | 5286 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-28 | Employee Stock Option (Right to Buy) | $23.16 | M | 2284 | Disposed | 2019-10-31 | Common Stock (2284) | Direct |
| 2014-01-28 | Employee Stock Option (Right to Buy) | $27.99 | M | 13602 | Disposed | 2018-01-24 | Common Stock (13602) | Direct |
| 2014-01-28 | Employee Stock Option (Right to Buy) | $32.53 | M | 9114 | Disposed | 2018-10-24 | Common Stock (9114) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated August 31, 2013.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.8850 to $58.2500,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the last day of each month following the date of grant until fully vested on October 31, 2015.
F4: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 24, 2011 date of grant, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month thereafter.
F5: 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month after the October 24, 2011 date of grant.