AI assistant
SYNAPTICS Inc — Director's Dealing 2014
Apr 30, 2014
31479_dirs_2014-04-30_29f0edbb-7413-46f5-87ff-65fd62d375ce.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2014-04-28
Reporting Person: BAYLESS KATHLEEN A (SVP, CFO, Sec. & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-28 | Common Stock | M | 10000 | $19.40 | Acquired | 23169 | Direct |
| 2014-04-28 | Common Stock | S | 6200 | $62.74 | Disposed | 16969 | Direct |
| 2014-04-28 | Common Stock | S | 3800 | $64.03 | Disposed | 13169 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-28 | Employee Stock Options (Right to Buy) | $19.40 | M | 10000 | Disposed | 2019-03-02 | Common Stock (10000) | Direct |
| 2014-04-28 | Employee Stock Options (Right to Buy) | $61.40 | A | 5240 | Acquired | 2021-04-28 | Common Stock (5240) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated February 24, 2014.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.46 to $63.32,
inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.57 to $64.57,
inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the March 2, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 2nd day of each month thereafter until fully vested on March 2, 2013.
F5: 1/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the April 28, 2014 date of grant, until fully vested on April 28, 2017.