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SYNAPTICS Inc — Director's Dealing 2014
Jan 6, 2014
31479_dirs_2014-01-06_7ca8bad6-2fb4-434c-bb01-f83251b85ab3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2014-01-02
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Stock | M | 28475 | $20.17 | Acquired | 30981 | Direct |
| 2014-01-02 | Common Stock | S | 2000 | $49.94 | Disposed | 28981 | Direct |
| 2014-01-02 | Common Stock | S | 2742 | $50.00 | Disposed | 26239 | Direct |
| 2014-01-02 | Common Stock | S | 2000 | $50.05 | Disposed | 24239 | Direct |
| 2014-01-02 | Common Stock | S | 2000 | $50.07 | Disposed | 22239 | Direct |
| 2014-01-02 | Common Stock | S | 2100 | $50.15 | Disposed | 20139 | Direct |
| 2014-01-02 | Common Stock | S | 900 | $50.16 | Disposed | 19239 | Direct |
| 2014-01-02 | Common Stock | S | 2000 | $50.21 | Disposed | 17239 | Direct |
| 2014-01-02 | Common Stock | S | 360 | $50.22 | Disposed | 16879 | Direct |
| 2014-01-02 | Common Stock | S | 1000 | $50.30 | Disposed | 15879 | Direct |
| 2014-01-02 | Common Stock | S | 1258 | $50.40 | Disposed | 14621 | Direct |
| 2014-01-02 | Common Stock | S | 700 | $50.50 | Disposed | 13921 | Direct |
| 2014-01-02 | Common Stock | S | 940 | $50.51 | Disposed | 12981 | Direct |
| 2014-01-02 | Common Stock | S | 10475 | $51.19 | Disposed | 2506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Employee Stock Option (Right to Buy) | $20.17 | M | 28475 | Disposed | 2015-01-18 | Common Stock (28475) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 68487 | Indirect |
| Common Stock | 32422 | Indirect |
| Common Stock | 32422 | Indirect |
| Common Stock | 4000 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated November 4, 2013.
F2: The shares are held by EF Lee Family 2012 Irr Trust.
F3: The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
F4: The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
F5: The shares are held by the reporting person as custodian for his child.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 18, 2005 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 18th day of each month thereafter.