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SYNAPTICS Inc — Director's Dealing 2013
May 6, 2013
31479_dirs_2013-05-06_32822043-a1f3-45e8-a77a-20a4496abf18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2013-05-02
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common Stock | M | 20672 | $10.93 | Acquired | 23678 | Direct |
| 2013-05-02 | Common Stock | M | 12559 | $20.17 | Acquired | 36237 | Direct |
| 2013-05-02 | Common Stock | S | 16250 | $39.02 | Disposed | 19987 | Direct |
| 2013-05-02 | Common Stock | S | 16981 | $40.00 | Disposed | 3006 | Direct |
| 2013-05-03 | Common Stock | M | 10800 | $10.93 | Acquired | 13806 | Direct |
| 2013-05-03 | Common Stock | M | 23966 | $20.17 | Acquired | 37772 | Direct |
| 2013-05-03 | Common Stock | S | 30800 | $40.4257 | Disposed | 6972 | Direct |
| 2013-05-03 | Common Stock | S | 3966 | $40.29 | Disposed | 3006 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-02 | Employee Stock Option (Right to Buy) | $10.93 | M | 20672 | Disposed | 2014-01-21 | Common Stock (20672) | Direct |
| 2013-05-02 | Employee Stock Option (Right to Buy) | $20.17 | M | 12559 | Disposed | 2015-01-18 | Common Stock (12559) | Direct |
| 2012-05-03 | Employee Stock Option (Right to Buy) | $10.93 | M | 10800 | Disposed | 2014-01-21 | Common Stock (10800) | Direct |
| 2013-05-03 | Employee Stock Option (Right to Buy) | $20.17 | M | 23966 | Disposed | 2015-01-18 | Common Stock (23966) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65487 | Indirect |
| Common Stock | 32422 | Indirect |
| Common Stock | 32422 | Indirect |
| Common Stock | 4000 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated April 30, 2013.
F2: The shares are held by EF Lee Family 2012 Irr Trust, which were previously reported as being held by Francis F. Lee and Evelyn C. Lee as Co-Trustees of the Lee 1999 Living Trust dated March 16, 1999.
F3: The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
F4: The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
F5: The shares are held by the reporting person as custodian for his child.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 21, 2004 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 21st day of each month thereafter.
F7: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 18, 2005 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 18th day of each month thereafter.