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SYNAPTICS Inc — Director's Dealing 2013
Sep 27, 2013
31479_dirs_2013-09-27_4d427d2d-b2c5-4550-9ce3-d7e008093bdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2013-09-25
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-25 | Common Stock | M | 30000 | $20.17 | Acquired | 33006 | Direct |
| 2013-09-25 | Common Stock | S | 27593 | $45.00 | Disposed | 5413 | Direct |
| 2013-09-25 | Common Stock | S | 1507 | $45.03 | Disposed | 3906 | Direct |
| 2013-09-25 | Common Stock | S | 300 | $45.04 | Disposed | 3606 | Direct |
| 2013-09-25 | Common Stock | S | 400 | $45.06 | Disposed | 3206 | Direct |
| 2013-09-25 | Common Stock | S | 200 | $45.07 | Disposed | 3006 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-25 | Employee Stock Option (Right to Buy) | $20.17 | M | 30000 | Disposed | 2015-01-18 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65487 | Indirect |
| Common Stock | 32422 | Indirect |
| Common Stock | 32422 | Indirect |
| Common Stock | 4000 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated April 30, 2013.
F2: The shares are held by EF Lee Family 2012 Irr Trust.
F3: The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
F4: The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
F5: The shares are held by the reporting person as custodian for his child.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 18, 2005 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 18th day of each month thereafter.