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SYNAPTICS Inc — Director's Dealing 2013
Oct 2, 2013
31479_dirs_2013-10-02_a2e016c9-b9ed-4995-9136-0ac0aaaf2217.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2013-09-30
Reporting Person: Barber Kevin D (SVP & GM, Handheld Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Common Stock | A | 4636 | $0.00 | Acquired | 9900 | Direct |
| 2013-09-30 | Common Stock | F | 1742 | $44.25 | Disposed | 8158 | Direct |
| 2013-10-01 | Common Stock | M | 27500 | $27.99 | Acquired | 35658 | Direct |
| 2013-10-01 | Common Stock | S | 20000 | $45.752 | Disposed | 15658 | Direct |
| 2013-10-01 | Common Stock | S | 7500 | $45.90 | Disposed | 8158 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Employee Stock Options (Right to Buy) | $27.99 | M | 27500 | Disposed | 2018-01-24 | Common Stock (27500) | Direct |
Footnotes
F1: Reflects shares released on September 30, 2013 in connection with the vesting of performance-based market stock units granted on November 15, 2012.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
F3: The shares were sold pursuant to a 10b5-1 Sales Plan dated August 31, 2013.
F4: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 24, 2011 date of grant, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month thereafter.
F5: The expiration date was previously reported incorrectly as 1/24/2021.