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SYNAPTICS Inc — Director's Dealing 2013
May 6, 2013
31479_dirs_2013-05-06_69ade21a-f2ee-4f40-9dd2-d31e3f2e5b8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2013-05-02
Reporting Person: SANQUINI RICHARD L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common Stock | M | 1954 | $20.17 | Acquired | 17989 | Indirect |
| 2013-05-02 | Common Stock | M | 4980 | $20.47 | Acquired | 22969 | Indirect |
| 2013-05-02 | Common Stock | M | 5859 | $19.63 | Acquired | 28828 | Indirect |
| 2013-05-02 | Common Stock | M | 18750 | $15.55 | Acquired | 47578 | Indirect |
| 2013-05-02 | Common Stock | M | 18750 | $24.33 | Acquired | 66328 | Indirect |
| 2013-05-02 | Common Stock | M | 15234 | $26.28 | Acquired | 81562 | Indirect |
| 2013-05-02 | Common Stock | M | 4500 | $27.99 | Acquired | 86062 | Indirect |
| 2013-05-02 | Common Stock | M | 1686 | $32.53 | Acquired | 87748 | Indirect |
| 2013-05-02 | Common Stock | M | 3000 | $23.16 | Acquired | 90748 | Indirect |
| 2013-05-02 | Common Stock | S | 69639 | $40.00 | Disposed | 21109 | Indirect |
| 2013-05-02 | Common Stock | S | 5074 | $40.0005 | Disposed | 16035 | Indirect |
| 2013-05-03 | Common Stock | M | 4314 | $32.53 | Acquired | 20349 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.20 | Disposed | 20249 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.30 | Disposed | 20149 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.45 | Disposed | 20049 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.47 | Disposed | 19949 | Indirect |
| 2013-05-03 | Common Stock | S | 200 | $40.50 | Disposed | 19749 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.52 | Disposed | 19649 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.56 | Disposed | 19549 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.59 | Disposed | 19449 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.75 | Disposed | 19349 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.78 | Disposed | 19249 | Indirect |
| 2013-05-03 | Common Stock | S | 200 | $40.80 | Disposed | 19049 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.81 | Disposed | 18949 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.83 | Disposed | 18849 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.84 | Disposed | 18749 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.85 | Disposed | 18649 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.86 | Disposed | 18549 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.89 | Disposed | 18449 | Indirect |
| 2013-05-03 | Common Stock | S | 100 | $40.90 | Disposed | 18349 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-02 | Director Stock Option (Right to Buy) | $20.17 | M | 1954 | Disposed | 2015-01-18 | Common Stock (1954) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $20.47 | M | 4980 | Disposed | 2016-01-17 | Common Stock (4980) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $19.63 | M | 5859 | Disposed | 2017-01-23 | Common Stock (5859) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $15.55 | M | 18750 | Disposed | 2018-01-28 | Common Stcok (18750) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $24.33 | M | 18750 | Disposed | 2019-01-26 | Common Stock (18750) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $26.28 | M | 15234 | Disposed | 2020-01-25 | Common Stock (15234) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $27.99 | M | 4500 | Disposed | 2018-01-24 | Common Stock (4500) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $32.53 | M | 1686 | Disposed | 2018-10-24 | Common Stock (1686) | Direct |
| 2013-05-02 | Director Stock Option (Right to Buy) | $23.16 | M | 3000 | Disposed | 2019-10-31 | Common Stock (3000) | Direct |
| 2013-05-03 | Director Stock Option (Right to Buy) | $32.53 | M | 4314 | Disposed | 2018-10-24 | Common Stock (4314) | Direct |
Footnotes
F1: The shares are held by the Reporting Person as Trustee of the Sanquini 2002 Living Trust, dated January 22, 2002.
F2: Adjusted to reflect the 3-for-2 stock split effected as a dividend on August 29, 2008.
F3: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 18, 2005 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 18th day of each month thereafter.
F4: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 17, 2006 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 17th day of each month thereafter.
F5: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 23, 2007 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 28, 2008 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter.
F7: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter.
F8: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 25, 2010 vesting commencement date, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 25th day of each month thereafter.
F9: 1/9th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month following the date of grant.
F10: The expiration date was previously incorrectly reported as 1/24/2021.
F11: 1/12th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month until fully vested on October 24, 2012.
F12: 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the last day of each month until fully vested on October 31, 2013.