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SYNAPTICS Inc — Director's Dealing 2011
Jan 20, 2011
31479_dirs_2011-01-20_d85b63ed-165b-4da4-892f-7ab7370ef69d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2011-01-18
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-18 | Common Stock | M | 10000 | $10.93 | Acquired | 67729 | Indirect |
| 2011-01-18 | Common Stock | S | 2200 | $31.59 | Disposed | 65529 | Indirect |
| 2011-01-18 | Common Stock | S | 1100 | $31.60 | Disposed | 64429 | Indirect |
| 2011-01-18 | Common Stock | S | 800 | $31.61 | Disposed | 63629 | Indirect |
| 2011-01-18 | Common Stock | S | 1100 | $31.62 | Disposed | 62529 | Indirect |
| 2011-01-18 | Common Stock | S | 3900 | $31.63 | Disposed | 58629 | Indirect |
| 2011-01-18 | Common Stock | S | 100 | $31.64 | Disposed | 58529 | Indirect |
| 2011-01-18 | Common Stock | S | 200 | $31.65 | Disposed | 58329 | Indirect |
| 2011-01-18 | Common Stock | S | 600 | $31.66 | Disposed | 57729 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-18 | Employee Stock Option (Right to Buy) | $10.93 | M | 10000 | Disposed | 2014-01-21 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4764 | Direct |
| Common Stock | 42422 | Indirect |
| Common Stock | 42422 | Indirect |
| Common Stock | 4000 | Indirect |
Footnotes
F1: The shares are held by Francis F. Lee and Evelyn C. Lee as Co-Trustees of the Lee 1999 Living Trust dated March 16, 1999.
F2: The shares were sold pursuant to a 10b5-1 Sales Plan dated November 17, 2010.
F3: The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
F4: The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
F5: The shares are held by the reporting person as custodian for his child.
F6: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 21, 2004 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 21st day of each month thereafter.