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SYNAPTICS Inc — Director's Dealing 2010
Nov 8, 2010
31479_dirs_2010-11-08_6afe91ca-d96d-448b-9baf-13d79ce31912.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNAPTICS INC (SYNA)
CIK: 0000817720
Period of Report: 2010-11-04
Reporting Person: LEE FRANCIS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-04 | Common Stock | M | 92499 | $4.91 | Acquired | 150228 | Indirect |
| 2010-11-04 | Common Stock | S | 92499 | $28.99 | Disposed | 57729 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-04 | Employee Stock Option (Right to Buy) | $4.91 | M | 92499 | Disposed | 2013-02-05 | Common Stock (92499) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42422 | Indirect |
| Common Stock | 42422 | Indirect |
| Common Stock | 4000 | Indirect |
| Common Stock | 4764 | Direct |
Footnotes
F1: The shares are held by Francis F. Lee and Evelyn C. Lee as Co-Trustees of the Lee 1999 Living Trust dated March 16, 1999.
F2: Includes 1,758 shares previously reported as being held directly.
F3: The shares were sold pursuant to a 10b5-1 Sales Plan dated May 28, 2010.
F4: The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
F5: The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
F6: The shares are held by the reporting person as custodian for his child.
F7: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the February 5, 2003 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 5th day of each month thereafter.